Will the Supreme Court Take Parker?:
Having mentioned in passing yesterday that I think the Supreme Court would take the Parker case, I wanted to respond briefly to Randy's very interesting post below that predicts the Court will not take the case.

  My thinking is that Parker is a good case for cert because there is a split on the constitutionality of the D.C. gun ban: the federal U.S. Court of Appeals for the D.C. Circuit struck it down in Parker, but the "local" D.C. Court of Appeals upheld it in Sandidge v. United States, 520 A.2d 1057 (D.C. 1987). Sandidge adopted a "collective rights" view of the Second Amendment, and under Sandidge the D.C. "local" court system has rejected all Second Amendment challenges to D.C.'s gun laws.

  I would imagine the conflict between Sandidge and Parker justifies Supreme Court review because no other court can resolve the conflict within the D.C Court system as to the constitutionality of the D.C. gun ban. (I'm assuming that the federal ruling doesn't somehow trump the "local" court ruling; this would be the case with federal versus state rulings on federal constiutional law questions, although I suppose it's possible that there is a difference with the unusual D.C. court system. Does anyone know?)

  Finally, Randy rightly mentions the possibility of en banc review in the D.C. Circuit. I don't know how likely it is, as I would imagine it depends on the internal dynamics within that court (a topic on which I remain rationally ignorant).

  UPDATE: In the comment thread, "Dr.Grishka" writes:
It would seem to me that the federal ruling "trumps" the DC Court of Appeals ruling. Anyone prosecuted under that statute can seek federal habeas relief on the grounds that he cannot be prosecuted under the federal habeas statute.
  I believe that's wrong, though. My understanding is that under the District of Columbia Court Reform and Criminal Procedure Act, Pub.L. No. 91-358 (1970), defendants convicted in the DC local court system cannot seek habeas relief in the DC federal court system. See Swain v. Pressley, 430 U.S. 372 (1977).
Gene Hoffman (mail) (www):
Assuming Parker survives en-banc review and doesn't get Supreme Court review, things will be ripe for creating a circuit split. I'm stealing David Hardy's point here, but since the DC Circuit is the seat of the Federal Government, all sorts of new challenges to Federal Firearms laws can be brought in DC by all comers.

-Gene
3.12.2007 1:08pm
Hans Bader (mail):
The tension may be less than it would be if the local D.C. courts were a state system, but unless and until the federal courts expressly enjoin D.C. officials from enforcing their gun laws, there may still be tension between the federal D.C. Circuit and the local municipal courts like the D.C. Superior Court.

If the local D.C. Courts were state courts, the split of authority would have greater significance because AEDPA mandates that state court convictions can't be overturned by federal courts unless they are not only unconstitutional but "clearly" so in light of Supreme Court precedent.

I don't think that limit applies to the D.C. courts, as opposed to state courts, so the federal D.C. Circuit may have broader ability to overturn convictions of D.C. residents who are prosecuted for gun possession after using a gun to defend themselves. (I am not certain of this, though; I am not an expert on habeas).

So the convictions by the local D.C. courts can presumably be tossed out on habeas by the D.C. Circuit.

But defendants may have to wait for a conviction in the local courts before they can seek relief from the federal courts. Pre-conviction injunctive relief under 42 USC 1983 will not be available, because of the Younger abstention doctrine, in which federal courts refuse to enjoin pending state prosecutions.

(Of course, the parties that win an injunction from the federal courts will be able to enforce that judgment; and that injunction, if it expressly bars enforcement of D.C.'s gun laws by all District officials, will presumably be separately enforceable by contempt proceedings even prior to any conviction).

D.C., of course, is not a state, and the Supreme Court has never applied Younger abstention to local D.C. Courts.

But the federal D.C. Circuit has applied Younger abstention to shield local D.C. courts (in my opinion, probably erroneously, since the Younger doctrine is based on states' rights and federalism, which do not apply to the D.C. municipal government).

So until there is an injunction expressly barring the D.C. government from enforcing the challenges ordinances, local D.C. prosecutors might be able to continue prosecuting people in D.C. for possessing guns to protect themselves, even if the federal courts later will overturn those convictions on collateral review.
3.12.2007 1:09pm
Virginia:
Will the losing parties petition for cert? I probably wouldn't, if I were them. I think their chances before the Supreme Court as presently constituted would be quite poor.
3.12.2007 1:21pm
NaG:
If the en banc D.C. Circuit upholds the panel ruling and the SCOTUS decides not to hear the case, then I imagine there will be immediate lawsuits filed in other gun-banned areas (like Chicago) to help create a circuit split. However, those other lawsuits will not have the special issue of D.C. statehood to wrangle with. That might be something the SCOTUS would prefer. However, since it seems there are four easy votes on the Court already in favor of the collective-rights version of the Second Amendment, I can't imagine they'd sit by and let an individual-rights based ruling uproot decades of D.C. gun laws. The only reason they would sit quietly is if they knew there were five votes in favor of the individual-rights view. So, if the en banc D.C. Court of Appeals does not overturn the ruling and there are five votes to affirm this ruling on the Court, I would not be surprised to see the SCOTUS pass it up to reserve its ruling for another gun-ban case from a place other than D.C.
3.12.2007 1:31pm
Duffy Pratt (mail):
Isn't it possible that some member of the S.Ct. has not yet made up his/her mind about the outcome of this particular case?
3.12.2007 1:43pm
Spartacus (www):
if the en banc D.C. Court of Appeals does not overturn the ruling and there are five votes to affirm this ruling on the Court, I would not be surprised to see the SCOTUS pass it up to reserve its ruling for another gun-ban case from a place other than D.C.

It takes 4 votes to grant cert; so if 5 Justices want to affirm the ruling, why would they not vote for cert to affirm the individual right theory? The DC-(non)-statehood issue makes it easier to reach the merits of the individual right issue, since a case from eg Chi-town or NYC would have to grapple with incorporation first--something I'd wager is less likely to garner 5 easy votes than the individual rights interpretation of the amdt.
3.12.2007 2:01pm
David M. Nieporent (www):
Will the losing parties petition for cert? I probably wouldn't, if I were them. I think their chances before the Supreme Court as presently constituted would be quite poor.
"Quite poor" is higher than "already lost," which is what their chances are if they don't petition for cert.
3.12.2007 2:18pm
DrGrishka (mail):
Orrin,

It would seem to me that the federal ruling "trumps" the DC Court of Appeals ruling. Anyone prosecuted under that statute can seek federal habeas relief on the grounds that he cannot be prosecuted under the federal habeas statute.
3.12.2007 2:27pm
denton (mail):
I do not think that the anti-freedom lobby will try to get an en-banc hearing, or appeal to the Supreme Court. They have too much to lose.

Like it or not, we already live in a predominantly collective right legal environment. Even so, the mixed tide of gun legislation is running in favor of the pro-freedom side. It can continue to do that in the face of a Supreme Court decision favoring the collective right. Theoretically, we could still get an individual right through federal legislation, even if the Supreme Court decides against the DC Circuit.

An individual right ruling by the Supreme Court would be disastrous to the anti-freedom lobby. The effect would probably be both crippling and permanent. All kinds of laws would come under scrutiny, and there would be a much greater burden on legislative bodies who want to pass restrictive laws. The present mixed pro-freedom tide would become a tidal wave. People at the Brady campaign would have to go look for productive work.

I think they will take their loss and bide their time.
3.12.2007 2:43pm
Carolina:

I do not think that the anti-freedom lobby will try to get an en-banc hearing, or appeal to the Supreme Court. They have too much to lose.


If the Brady Center were calling the shots, they might opt for a tactical retreat. But the DC government is in the driver's seat, and the mayor has already explicitly said they will appeal. He has to, or he gives up on DC's gun ban -- something the Brady Center et al. might be willing to do for political expediency, but that DC politicians are not.
3.12.2007 3:22pm
Tom Holsinger (mail):
IMO the Supremes will run away screaming.
3.12.2007 3:29pm
OrinKerr:
Dr. Grishka,

I think you're wrong about that; see the update in the post.
3.12.2007 3:52pm
Anthony Sanders (mail):
I've examined the en banc rules for the DC Circuit, and I think there is no way it would be given en banc review. By my reading of the rules, only active non-senior members vote for en banc review. There are only 10 current judges in that position. A majority (i.e. 6) must vote in favor to trigger review.

I can't see more than 4 votes, let alone 6, for review. One for denying review would, presumably, be Griffith, who was in the majority of Friday's opinion. Silberman is senior, so he wouldn't vote. Another 3 "for sure" votes against review would be Brown, Ginsburg, and Sentelle. They're perhaps the three closest to being true "Constitution in Exhile" judges out there. Then, for fifth and sixth votes for denying review there's Kavanaugh, a recent appointee who is quite conservative, and Randoplh who it is hard to believe would believe in the "collectivist rights" theory.

So that's 6 near-for-sure votes against en banc review. Now, perhaps they would vote for review, but then uphold the opinion. Perhaps, but the only result would be an even more individual rights opinion (my God, imagine if Brown or Ginsburg--the Chief judge who would assign the opinion--wrote it instead of Siblerman. It might be even stronger (if that's possible) for the individual rights position).

So the end result is en banc review would at best delay the due date for a cert petition. DC's best strategy might very well be to argue that Sandidge controls.
3.12.2007 3:53pm
DaveN (mail):
With respect to habeas corpus review (which Hans Bader mentioned in his post above), it appears that habeas corpus relief (as we think of it either under 28 U.S.C. 2254 for state prisoners or 28 U.S.C. 2255 for federal prisoners) does not apply in the District of Columbia for people convicted in the local courts.

The D.C. Circuit explained why in 1998:


Some historical and statutory background is necessary to parse the District's argument. Before 1970, the D.C. court system did not exist in its present form, and many of the cases now brought in the District's courts were instead heard in federal court. In 1970, Congress passed the District of Columbia Court Reform and Criminal Procedure Act, Pub.L. No. 91-358 (1970) ( “DCCRCPA”), which created the present dual court system.

In the course of creating this new dual system, the DCCRCPA established a remedy analogous to 28 U.S.C. § 2255 for prisoners sentenced in D.C. Superior Court who wished to challenge their conviction or sentence. See D.C.Code § 23-110. The DCCRCPA provided that, to the extent that this remedy was available, it was an exclusive one:

An application for a writ of habeas corpus on behalf of a prisoner who is authorized to apply for relief by motion pursuant to this section shall not be entertained by the Superior Court or by any Federal or State court if it appears that the applicant has failed to make a motion for relief under this section [§ 23-110] or that the Superior Court has denied him relief, unless it also appears that the remedy by motion is inadequate or ineffective to test the legality of his detention.

D.C.Code § 23-110(g). Thus, the DCCRCPA entirely divested the federal courts of jurisdiction to hear habeas corpus petitions by prisoners who had a section 23-110 remedy available to them, unless the petitioner could show that the section 23-110 remedy was “inadequate or ineffective,” an exception that we will call the “safety valve.”

Blair-Bey v. Quick, 151 F.3d 1036, 1042 (D.C. Cir. 1998).

I am not sure whether a conflict between the D.C. Circuit and the the D.C. appellate court in and of itself meets this test. However, at least one federal judge in the District of Columbia thinks that a 2254 standard should apply, at least in a case of "actual innocence" of the petitioner. Eldridge v. United States, 372 F.Supp.2d 26, 45 n.35 (D. D.C. 2005).
3.12.2007 4:08pm
DaveN (mail):
I was busy writing (and researching) my very long previous post so I missed Orin Kerr's update until after I posted. However, I do hope my research is helpful.
3.12.2007 4:11pm
bb:
Back to what Gene Hoffman said regarding other lawsuits to overturn other federal gun control laws, one of my immediate thoughts after this case was overturning the freeze on new tax stamps for machine guns imposed by the 1986 Firearms Owners Protection Act. Much like the DC case, it wasn't a seizure of existing (registered) weapons, it was a freeze on issuance of tax permits on new weapons. It would seem to me to be in line with the sentiments expressed by the majority in this case.

Related to this, are the portions of 1986 FOPA that concern things like interstate transport (and the protection of owners from local prosectution, if they are simply "passing through") severable from the rest of the law (such as the machine gun restrictions) if they were overturned?

Of course, I also wondered about the use of US v. Miller in this case to affirm the protection of "militia suitable" weapons. It would seem to me that the proliferation of machine guns and short barreled shotguns and rifles in military use might be used to argue against the 1934 National Firearms Act.
3.12.2007 4:44pm
Hans Bader (mail):
Based on the case that Orin cites -- Swain v. Pressley (1977) -- and the comments by DaveN above, it appears that if anything, I understated the possibility that local D.C. courts would thumb their noses at the federal D.C. Circuit and go right on prosecuting people who possess guns in self-defense.

I was quite possibly dead wrong when I stated above that:

"If the local D.C. Courts were state courts, the split of authority would have greater significance because AEDPA mandates that state court convictions can't be overturned by federal courts unless they are not only unconstitutional but 'clearly' so in light of Supreme Court precedent."

In fact, based on Swain, the federal courts may even feel less free to overturn local D.C. court convictions than they would a state conviction.

A state court conviction, once upheld by a state's highest court, can be overturned by the federal courts whenever it violates "clearly established" Supreme Court precedent.

By contrast, the federal courts in Washington, D.C. have no general jurisdiction to hear collateral challenges to local-court convictions, which are left at least in the first instance to those very same local courts. They can only hear such challenges if the remedy in the local courts would be inadequate or ineffective.

Based on the Swain case and the jurisdictional provision that Dave N. cites, it is not absolutely certain that the federal courts would intervene to overturn even a local D.C. court conviction even if it violates clearly-established law.

One could certainly argue, though, that the local courts' persistent failure to follow D.C. Circuit authority (the authority of the local Article III court) makes using any local-court challenge to a conviction in violation of D.C. Circuit precedent "inadequate" and "ineffective," and thus justifies the extraordinary step of going into federal court to mount the collateral challenge to the gun ban that the D.C. Circuit has already ruled unconstitutional.

The D.C. Superior Court and D.C. Court of Appeals, as non-article III courts designed to handle essentially municipal tasks, logically don't merit the same degree of deference that state supreme courts receive as the highest court of a sovereign state.

But sometimes, logic doesn't prevail.
3.12.2007 5:16pm
NaG:
It takes 4 votes to grant cert; so if 5 Justices want to affirm the ruling, why would they not vote for cert to affirm the individual right theory?

Because doing nothing keeps the strong D.C. Circuit opinion in full force, while hearing the case risks a member of the majority wanting to water it down. *coughcoughKennedycoughcough*
3.12.2007 5:18pm
DrGrishka (mail):
Orrin,

Thanks for the update. I was not aware of this statutory provision. (And oh, I just noticed how ridiculous my sentence read. It should have finished "cannot be prosecuted under an unconstitutional statute," not "cannot be prosecuted under federal habeas statute." This is what happens when you type faster than you think.).

I still wonder though if on collateral review asserting federal constitutional rights, the Superior Court would be bound by pronouncements of the DC Circuit? It is not bound by DC Circuit's pronouncements on the meanings of local laws, but it would seem to me that they ought to be bound by their constitutional pronouncements. In other words, if say the 2d Circuit declared that some say abortion statute in CT is unconstitutional, an identical language abortion statute in NY cannot be applied. Would not the same logic apply to DC Courts?
3.12.2007 5:19pm
OrinKerr:
Dr. Grishka,

State courts are not bound by the constitutional interpretations of their regional federal circuit courts. Federal circuit courts are not "higher" than state supreme courts on issues of federal law; they are parallel to them, and the U.S. Supreme Court the only court that can resolve disagreements that arise. That's been my understanding, at least.
3.12.2007 5:30pm
DaveN (mail):
To second what Orin just posted, Judge Kleinfeld stated it quite aptly:

State judges take the same oath to uphold the Constitution that we do and perform the same work we do, construing Constitutional provisions and applying them to the facts before them. We do not sit as a state appellate court. One problem they sometimes have is deciding what to do about lower federal court decisions. Obviously they have to follow United States Supreme Court decisions, and they construe them as routinely as we do. Obviously they do not have to follow federal decisions on questions of state law. Not quite as obviously, but just as true, state courts understand that they are free to act contrary to circuit court holdings on questions of federal law. Lower courts must follow the law laid down by higher courts. But we are not a higher court than the Supreme Court of California or the California Court of Appeal, or for that matter, California traffic courts. We are in a different judicial hierarchy.

Musladin v. Lamarque, 427 F.3d 647, 651-52 (Kleinfeld, J., dissenting from denial of petition for rehearing en banc) (footnotes omitted). I should note that Judge Kleinfeld's view ultimately prevailed when the Supreme Court reversed in Carey v. Musladin this term.
3.12.2007 5:51pm
DrGrishka (mail):
Heh! Alright, maybe third time is a charm. :-) What about enjoining the enforcement of the statute. I saw Younger abstention being discussed, supra, and I am not sufficiently familiar with the intricacies of the doctrine and its application to the DC (as opposed to application to states) to know the answer. But it seems that in Parker the DC Circuit enjoined the enforcement of the statute. Can the local prosecutors (who I understand are AUSAs for the DC) continue to enforce it after being so enjoined?
3.12.2007 6:07pm
Alan Gura:
Younger abstention applies in D.C.
3.12.2007 6:53pm
PubliusFL:
An aside (really, an aside) - why isn't this post on the page of Parker-related posts?
3.12.2007 7:31pm
JunkYardLawDog (mail):
Why couldn't an appropriate plaintiff seek to have an injunction granted by the federal courts prohibiting DC from enforcing its gun statute just like federal courts issue injunctions against states enforcing abortion laws?

Says the "Dog"
3.12.2007 7:37pm