The Volokh Conspiracy

Golan v. Gonzales and First Amendment Limits on Copyright Law:
Both Larry Lessig and Jack Balkin have very interesting posts on Golan v. Gonzales, a fascinating Tenth Circuit case (argued by Larry) that went most of the way towards striking down section 514 of the Uruguay Round Agreements Act on First Amendment grounds. As I understand it, this section of the act restored the copyright of some foreign materials that had fallen into the public domain; it was passed to satisfy the U.S. treaty obligation to afford the same copyright protection to foreign authors as U.S. law provides to U.S. authors. Golan's argument is that taking the materials out of the public domain violated the First Amendment.

   Lessig's theory that the Tenth Circuit embraced in Golan is based on the following passage in Eldred v. Ashcroft:
The First Amendment securely protects the freedom to make — or decline to make — one's own speech; it bears less heavily when speakers assert the right to make other people’s speeches. To the extent such assertions raise First Amendment concerns, copyright's built-in free speech safeguards are generally adequate to address them. We recognize that the D. C. Circuit spoke too broadly when it declared copyrights "categorically immune from challenges under the First Amendment." 239 F. 3d, at 375. But when, as in this case, Congress has not altered the traditional contours of copyright protection, further First Amendment scrutiny is unnecessary.
  In Golan, the Tenth Circuit read this to mean that if Congress has altered the traditional contours of copyright protection, then the law must be then subjected to "further" First Amendment scrutiny. The Tenth Circuit concluded that the Act did in fact alter those traditional contours by taking material that had been in the public domain and then subjecting them to copyright. But the panel wasn't really sure what to do next; they remanded to the district court to figure out how to "subject" the law to "further" First Amendment scrutiny.

  Jack is right that "[t]his decision is quite important because it builds out from Eldred-- a case that most people saw as a loss-- the beginnings of a first amendment jurisprudence that would limit copyright." But I wonder how far that First Amendment jurisprudence will get, and in particular whether the Supreme Court will be on board. Reading over Eldred, I tend to doubt the Justices intended the "traditional contours" language to have the broad meaning that Larry (and the Tenth Circuit) thinks it means. My guess is that the Justices left open the First Amendment door just in case Congress tries something really wacky. But I wouldn't be surprised if the Justices don't find this amendment — passed, as I understand it, to satisfy a treaty obligation and harmonize the law — particularly wacky.

  It probably will take a while before we know what the Justices think, though. The Tenth Circuit panel didn't actually resolve the constitutional issue, so the Justice Department doesn't anything to work with yet for a cert petition. My guess is that the issue will percolate around for a bit before the Justices get involved.
Bruce Hayden (mail) (www):
We can only hope that this is a trend in that direction. But I have my doubts, esp. after the Mickey Mouse extensions to copyright term were affirmed - so much for a "limited period of time".

Nevertheless, I do find this interesting. Should treaties be able to override the Bill of Rights? I would suggest that since the Bill of Rights was enacted after the treaty power was, that the later should prevail. Indeed, the contrary would seem to open us to a slippery slope of abrigating our Constitutional protections through joining treaties. What is next? Gun ownerhsip? The U.N. is firmly behind gun control.

Personally, it makes little Constitutional sense for the president to sign a treaty and have it ratified by 2/3 of the Senate, and then have that override the Constitution, when amending it would take a 2/3 vote of both Houses of Congress and 3/4 of the States. Indeed, with that, why bother amending the Constitution for anything. Rather, just find some country in the world to sign a treaty with, have it ratified by 2/3 of the Senate, and viola, you have just bypassed the amendment process.
9.6.2007 1:45am
OrinKerr:
Bruce,

I think everyone agrees that a treaty can't trump the Bill of Rights. The question here is the consistency of the statute with the Bill of Rights.
9.6.2007 2:12am
Grant Gould (mail):
The "Harmonization" dodge is really getting old. The notion that Congress can render an otherwise objectionable change a constitutional harmonization simply by getting some foreign government to enact a ridiculous copyright policy, then changing US law to match, is the most brazen sort of end run around the constitution. It is appalling that courts keep falling for it.
9.6.2007 5:49am
Law Noob:
Does section 514 require that those who possessed the Uruguayan public domain works now have to throw them away? To destroy derivative works based on that public domain content? What are the consequences of moving content from public domain back under copyright protection to people who have consumed or used that content?
9.6.2007 7:36am
AF:
The 10th Circuit's use of Eldred appears to be based on the logical fallacy called denying the antecedent:

If a law does not alter the traditional contours of copyright protection, further scrutiny is unnecessary [If p then q].

This law does alter the traditional contours of copyright protection [not p].

Therefore, further scrutiny is necessary [therefore not q].

In fairness, courts often reason this way from precedent.
9.6.2007 9:50am
Bruce Hayden (mail) (www):
Orin, thanks.

I finally read the case, and there is no question that the 1st Amdt. has priority here, esp. since the remand primarily seems to revolve around what level of scrutiny to apply to the URAA, requiring strict scrutiny if the restriction is content based (though I can't see how it could be).

I am not sure though what you mean by consistency. Is the idea that courts should try to intepret statutes so that they aren't violative of the Constitution?

I did find this footnote interesting:
4 Interestingly, during the Eldred oral argument, Justice Souter asked then- Solicitor General Olsen whether the Copyright Clause combined with the Necessary and Proper Clause could justify the extension of monopoly privileges to a “copyright that expired yesterday.” Aplts’ Supp. Auth. dated June 2, 2006, Transcript of Oral Argument at 44, Eldred v. Ashcroft, 537 U.S. 186 (No. 01- 618). The Solicitor General replied that although such an act was not inconceivable, the public domain likely presented a “bright line” because once “[s]omething . . . has already gone into the public domain [] other individuals or companies or entities may then have acquired an interest in, or rights to be involved in disseminating [the work.]” Id.
9.6.2007 10:40am
Bruce Hayden (mail) (www):
If a law does not alter the traditional contours of copyright protection, further scrutiny is unnecessary [If p then q].

This law does alter the traditional contours of copyright protection [not p].

Therefore, further scrutiny is necessary [therefore not q].
Normally, I would agree. However, here the Court found a viable 1st Amdt. claim, and that is what is compelling the further scrutiny.

Maybe another way of saying this is that normally First Amdt. scrutiny would be warranted. But in the Eldridge case, the traditional contours were not altered, and so, they didn't have to address the 1st Amdt. But here, without that, the normal rules apply, which requires the 1st Amdt. scrutiny.
9.6.2007 10:46am
MW:
The argument doesn't prove not-q, but it suggests it. When I say we're going to the beach tomorrow if it's sunny, that implies that otherwise we won't go. The conclusion is not logically required, and it would be a fallacy to say that it was, but my meaning is pretty clear, and it's not a fallacy for you to make other plans when you wake up to find it raining.
9.6.2007 11:28am
Tony Tutins (mail):
How common is it for courts to strike down treaties on constitutional grounds? And how does this square with the Migratory Bird Act case, which, if I recall correctly, was upheld even though it violated the Constitutional principle of federalism.
9.6.2007 11:49am
Bruce:
MW, you're right that ordinary speech does not have to track a valid syllogism, but I don't think you're reading Eldred correctly. The court wasn't linking a pair of alternatives to a certain condition; it was more of a "we don't even need to think about this right now" kind of statement. It's more like saying, "If it rains tomorrow, we definitely won't go to the beach." Does that imply that if it's not raining, you *will* go to the beach? No, it just means going to the beach will be among your options.
9.6.2007 12:58pm
TruePath (mail) (www):
What about a fifth amendment argument? Arguably the right to print this material is a property interest (held by every individual) that was seized by the government. Alright I guess that's really weak. Hmm, it's weird the way sometimes you have the reaction that something *must* be unallowable without actually having any justification. Maybe I just want it to be unallowed.
9.6.2007 2:04pm
Bruce Hayden (mail) (www):
It probably will take a while before we know what the Justices think, though. The Tenth Circuit panel didn't actually resolve the constitutional issue, so the Justice Department doesn't anything to work with yet for a cert petition. My guess is that the issue will percolate around for a bit before the Justices get involved.
Is this really worth the Supreme Court's time and energy? Eldred was over an important issue. I am not sure that this one is.
9.6.2007 2:07pm
MW:
Bruce, actually I wasn't reading Eldred but commenting on whether the Tenth Circuit's use of Eldred involves a "fallacy." And, although I have not read all of the Golan opinion, it seems to me that the court's statement "the Eldred Court indicated that such review [i.e., strict scrutiny] is warranted when an act of Congress has 'altered the traditional contours of copyright protection'" (slip op. at 10) is not a fallacy. "Indicated" (not "said" or "held") is fair.
9.6.2007 4:23pm
Another Kevin (mail):
@Bruce Hayden

This issue is important in that it establishes a bright line (works already fallen into the public domain) that the expansion of copyright may not cross. Without this bright line, a publisher with a plausible claim on an author's literary estate could well reappropriate a centuries-old work. We already see publishers claiming copyright over classic literature that they reprint; imagine if the law permitted them to enforce those claimed copyrights?
9.7.2007 9:21am