A Remarkable Story:
Over at Simple Justice, Scott Greenfield has an astonishing post about a criminal case that deserves much wider attention: People v. Flores, in which a defendant was accidentally convicted of murder and then sentenced for murder even though the murder charge had already been dismissed. If the facts of Scott's post check out, this case is an unbelievable story of ineptness and prosecutorial abuse. And as Scott notes, it's a story that the Appellate Court seems to have wanted to keep quiet; while the court vacated the conviction for the nonexistent murder charge, it did so as quietly as possible. If you're a journalist, this sounds like a story you should check out.

  Thanks to Mike Cernovich for the link.

Related Posts (on one page):

  1. More on People v. Flores:
  2. A Remarkable Story:
Richard Aubrey (mail):
Jack Paar told a story decades ago--probably fiction but you never know--about a guy who'd kept "Kidnapped" out of the library too long.
Stevenson was dead, and so that made kidnapping a capital crime.
There were other details intervening, each logically leading to the next to death row.

Then Analog Sci Fact &Fict did a less humorous but still, probably, fictional version.

Probably.
9.19.2007 9:09pm
Visitor Again:
this case is an unbelievable story of ineptness and prosecutorial abuse

It's a tale of incompetence by clerks, defense lawyers at the pretrial and trial levels and the trial judge. It's also a tale of vicious abuse and corruption on the part of the prosecution and the trial judge. And it's a tale of corruption on the part of the appellate court in covering it up.

While he won a reversal of the murder conviction, surely the appellate lawyer should have made arrangements for another lawyer to stand in for him at oral argument when his request for a continuance of oral argument due to his illness was denied, instead of allowing the prosecution to make oral argument on appeal with no one present for the defendant.

I surely hope the appellate court vacated the entire judgment of conviction--on the other charges as well as on the murder charge. The "mistake" infected the entire course of the proceedings.
9.19.2007 9:18pm
RonSF:
Wow.
Who was he "sentenced to murder?"
I hope it was the District Attorney.
9.19.2007 9:20pm
ChrisIowa (mail):

in which a defendant was accidentally convicted


"accidentally" is too charitable.
9.19.2007 9:33pm
CrazyTrain (mail):
Who cares about this case? I want fifteen more posts on the Duke Lacrosse team bogus rape allegations -- the right-wing blogosphere just hasn't analyzed that issue enough yet.
9.19.2007 9:44pm
byomtov (mail):
What's this?

You mean Nifong is not the only dishonest prosecutor in the country?
9.19.2007 9:45pm
MikeC&F (mail):
Three questions:

1. Why didn't even one of the three appellate court judges refer the prosecution to the state bar for discipline?

2. How could the prosecutor so brazenly move forward with her "case"?

3. Does the answer to Question 1 give us the answer to Question 2?
9.19.2007 9:49pm
CrazyTrain (mail):
By the way, and in all seriousness, the prosecutor should be indicted by the federal government for criminal deprivation of a citizen's civil rights. Who's the US Attorney there? Seems like an open-and-shut case. The trial judge too likely committed a criminal deprivation of this citizen's rights under the federal constitution. (And before someone mentions prosecutorial or judicial immunity, those only apply to civil cases, not criminal ones.)
9.19.2007 9:51pm
OrinKerr:
Mike, I have a heck of a lot more questions than that. To pick just one from the hat, did the state actually argue to the Appellate court that a conviction on a dismissed count should stand?
9.19.2007 10:02pm
GV:
Wow.

(But seriously, why are we wasting time on this case when we should be talking about the duke case?)
9.19.2007 10:05pm
GV:
The DA is Kathleen Rice. Here is her bio: http://www.nassaucountyny.gov/agencies/DA/biography.html.

If you'd like to contact Ms. Rice, her contact information is here: http://www.nassaucountyny.gov/agencies/DA/contact.html. If you have time tomorrow, I suggest you give her office a call and ask for an explanation: 516-571-3800. (But please, if you do call, be respectful.) I plan to call on my lunch break tomorrow to ask why her office went forward with this case.
9.19.2007 10:11pm
GV:
I should have said in my last post that I plan to call and ask why they defended the murder conviction, not why they "went forward." (They did have other legitimate issues to respond to on appeal.)
9.19.2007 10:14pm
Guest101:
CrazyTrain,

The U.S. Attorney with jurisdiction would be Roslynn Mauskopf of the Eastern District of New York, who is currently awaiting confirmation on her nomination for a district court judgeship. I don't know enough about Ms. Mauskopf to have an informed opinion as to how likely she would be to pursue federal charges for something like this.
9.19.2007 10:34pm
Geoff Shotts (mail):
Richard Aubrey:

The Science Fiction version of the story is called "Computers Don't Argue": it can be found here:

http://www.atariarchives.org/bcc2/showpage.php?page=133
9.19.2007 10:43pm
David M. Nieporent (www):
I plan to call on my lunch break tomorrow to ask why her office went forward with this case.
Why not file an ethics complaint with the bar?

Also, if the media hasn't covered this, which I presume it hasn't, and anybody knows someone, it might be worth a tip.
9.19.2007 11:03pm
Ryan Waxx (mail):
I'm having a hard time seeing as how this kind of conduct could be anything but criminal on the part of the D.A.

Or is anything and everything a prosecutor does protected?
9.19.2007 11:06pm
TJIT (mail):
You folks complaining about the Duke case coverage are getting tiresome.

The Duke case has the potential to drive some much needed reforms of the prosecutorial process.

If you are concerned about the rights of the accused and fairness in the justice systme you should be happy for the coverage the Duke case is getting and hoping for more of it.
9.19.2007 11:11pm
Robert Lutton:
My question is to all the readers of this blog who support the death penalty:

Do you understand now how we who think that the system makes too many mistakes come to that conclusion?
9.19.2007 11:11pm
Visitor Again:
I imagine that the prosecution would argue that the conviction should stand because the second defense lawyer, the one who tried the case, proceeded as if he had notice of the murder charge--as if the case did involve the murder charge--and so no harm was done.

The prosecution would say the case is like those where on appeal after conviction the defendant raises some sort of error or failure of proof in the grand jury proceedings that led to the indictment in the case, arguing that the case should have been dismissed before trial but was not. In those cases, if memory serves, even if there was a fundamental error or failure of proof before the grand jury that should have led to dismissal of the charge, the conviction still is allowed to stand because the ensuing trial is an independent proceeding which cured any error. (An exception is the case of racially biased grand jury selection.)

So, here. The defendant was convicted after a full and fair trial. The fact that the charge had been dismissed is a technicality since all parties and the court proceeded as if the charge was still outstanding. The failure of evidence which led to the dismissal is irrelevant since the ensuing trial cured the failure.

Note that I'm certainly not saying these arguments should prevail. And apparently they did not.
9.19.2007 11:16pm
Ryan Waxx (mail):
I mean, if O.J. can be charged with robbery, robbery with a firearm, threatening people during a robbery, threatening people during a robbery with a firearm, preventing people from leaving a robbery, preventing people from leaving a robbery with a firearm, conspiracy to rob, acting like a robber, robbing in a roblike manner, committing robbery in a district where robbery is illegal, committing robbery within 100 feet of another human being, and being associated with the term 'robber', then we can spare at least one type of "fraud" indictment for a fraudulent prosecution?
9.19.2007 11:24pm
OrinKerr:
Robert Lutton,

Death penalty supporters certainly realize that the system makes mistakes, and that these mistakes could cause someone to oppose the death penalty. They just disagree that ending the death penalty is an appropriate solution to the problem.
9.19.2007 11:25pm
GV:
Why not file an ethics complaint with the bar?
I have no first-hand facts. Why would I?

TJIT, the problem with the Duke coverage is that the story isn’t focusing in on the broader problem with run away prosecutors. Instead, it’s a story about how the “liberal elite,” the “media,” and a prosecutor acted indefensibly.
9.19.2007 11:30pm
Charlie (Colorado) (mail):
I think you guys are making one essential mistake: this thread isn't about the Duke case.

Go over and complain on one of those threads, for pete's sake.
9.19.2007 11:38pm
Malvolio:
If I understand the post correctly, the indictment was dismissed for insufficiency: i.e., in the opinion of the judge, there was not enough evidence to make a prima facie case for conviction.

The jury found that not only was there a prima facie case, but there was evidence was convincing beyond a reasonable doubt.

And since the conviction has been vacated, no jeopardy has attached and the state can retry him. Which is good, because apparently, he did it.

I wonder if that Mario Roberto Flores is the same as this Mario Roberto Flores.
9.19.2007 11:45pm
Richard Aubrey (mail):
Geoff. No matter what it is, somebody out there knows it.

And, are you sure it's fiction?

I mean, then we thought so.
9.19.2007 11:45pm
Visitor Again:
I'm having a hard time seeing as how this kind of conduct could be anything but criminal on the part of the D.A.
Of course what I wrote about arguments the prosecution might have made to try to save the conviction does not in any way excuse the prosecution's failure to bring the dismissal of the charge to the attention of the trial judge and/or the defense lawyer before the trial began. That is indefensible.

Why not file an ethics complaint with the bar?

I have no first-hand facts. Why would I?

Anyone who hears of misconduct by a lawyer, even if their knowledge is second or third hand, may appropriately bring it to the attention of the state bar. The reasons for doing so are obvious. It's then up to the state bar to investigate or not.
9.19.2007 11:57pm
Malvolio:
And since the conviction has been vacated, no jeopardy has attached and the state can retry him. Which is good, because apparently, he did it.
Wrong again.

According to the Newsday article, the judge submitted both a intentional murder charge and a depraved-indifference murder charge, over prosecutors' objection -- which suggests they too had forgotten or never knew that the depraved-indifference murder charge had been dismissed: if they had known, they would have told the judge and he would certainly have pulled the charge and the jury, with only one murder charge in front of them, might very well have convicted.

As it happened, the jury acquitted on intentional murder and convicted on the invalid depraved-indifference charge. Now Flores cannot be retried for intentional murder, because he's been acquitted and jeopardy has attached, and is unlikely to be retried for depraved-indifference, apparently because he killed the dude on purpose.

And in any case, I doubt you could retry someone for a lesser form of homicide after he'd been acquitted of a worse form, or else the prosecutor could just retry people over and over down the scale. Still, the irony is sweet.

So he's scot-free, as soon as he serves 15 years for the weapons charge.
9.19.2007 11:59pm
Christopher Cooke (mail):
I guess I am just not a criminal defense attorney, but I am not so thoroughly outraged as Orin about what happened. While the grand jury's charge against Flores for depraved indifference murder had been dismissed by the first trial judge (why, we don't know, maybe it was because of the NY case described in the Newsday article, which holds you can't charge someone with both types of murder for the same conduct), his indictment for intentional homicide was sufficient. The fact that the lesser included offense was mistakenly submitted to the petite (trial court) jury along with the greater offense is to be sure a screw-up, but not the type of miscarriage of justice that occured in the Nifong/Duke case. Indeed, I find it interesting that the jury convicted Flores of that offense, suggesting there was evidence of his involvement in the homicide. This is not to say that I approve of the DA's decision to not alert the defense counsel or the Court about the mistake, a DA should do the right thing. But, at the end of the day, I am not too troubled by the situation. This is far less egregious than a dissenting 5th Circuit judge's opinion in a murder case that a defense attorney's sleeping through much his client's trial did not constitute ineffective assistance of counsel.
9.20.2007 12:56am
LM (mail):
Charlie (Colorado):

I think you guys are making one essential mistake: this thread isn't about the Duke case.

Go over and complain on one of those threads, for pete's sake.

I agree in principle, but let’s be clear: the Left and the Right are equally promiscuous about staying on topic. For better or worse (I vote worse), accusations of hypocrisy and other Red Herrings are endemic to internet argument. Pull at that thread and the whole blogosphere may unravel.
9.20.2007 1:39am
David Chesler (mail) (www):
So I'm supposed to be outraged that somebody who killed somebody else almost didn't get away with it on a technicality?

If this had been a death penalty case, wouldn't it be more likely that this would have been scrutinized and found?
9.20.2007 2:32am
fishbane (mail):
So I'm supposed to be outraged that somebody who killed somebody else almost didn't get away with it on a technicality?

A dismissal is now a technicality? And here I've been wrong about the respect for the rule of law all along. Hang 'em high, and don't be bothered by little things like 'facts' or 'rules of procedure', I guess.
9.20.2007 6:11am
A. Zarkov (mail):
According to Wikipedia:

After running on a platform of merit-based hiring, Rice immediately hired sister-in-law Cheryl Rice (at a starting salary of $95,000 a year) to handle the scheduling, reports and correspondence for the office. Cheryl Rice's salary will be $5,000 a year more than the woman who held the job under former District Attorney Dillon, according to 2004 records.

During her tenure as district attorney, she also neglected to renew her license to practice law in New York.

Rice dismissed Fred Klein, a 27-year veteran of the District Attorney's Office. Klein was dismissed because he "did not see eye to eye" with Rice on how to prosecute major cases.
Rice graduated from Touro (a Tier 4 law school). Here is her picture. Notice her CND peace symbol pendant.
9.20.2007 7:17am
A. Zarkov (mail):
Some posted comments about Rice from Nassau County residents. Someone from Mineola wrote:

i believe rice will do whatever she needs to do to hold her power allowing the prosecutors of nassau county along with the court judicial system to lie, mislead and basically corrupt the judicial system within their borders to raise the percentage rate of convictions in nassau county. sending innocent people to prison, and not giving a second look at the person. To have a theory you need facts not what you think could be. yet she doesn't care......and no one in nassau county; the police, judicals,district attorneys, politicians they all have a hand in each others pocket, and you the saying one hand washes the other. I'm sure there are people just like me who's family member was convicted by a malicious prosecution in nassau county
Of course that’s one person’s opinion, but in light of the Flores case, it seems right on.
9.20.2007 7:27am
SHG (www):
A number of the comments misapprehend New York law and procedure. First, attorney discipline is not handled by the state bar association, but by the Appellate Divisions (of which there are 4 Departments), each of which has a disciplinary committee. Note, in this instance, it would be the same Appellate Division, Second Department, that rendered the decision. So for all of those posting about notifying the disciplinary authority, they already know by definition. Whether they are or will do anything is a private matter until such time as a determination is made, and then will only become public if a public sanction (public censure or disbarment) is imposed. I wouldn't hope for much.

As to the depraved/intention murder, they are both subset theories of Murder in the Second Degree. During the pendency of this case, the Court of Appeals (New York's highest court) decided People v. Payne, which disapproved of the common practice of charging both murder theories in every case, the deprave indifference theory as a fall back to intentional. The position was that an intentional murder could not be a depraved indifference, both of which reflected mental states rather than external circumstances, making them mutually exclusive. When the prosecution moved to not submit the depraved count to the jury following Payne, Judge Jeffrey Brown refused. This is yet another error in the case, but unrelated to the far more serious systemic screw up.

And finally, when the case was tried, the District Attorney was Dennis Dillon, who subsequently lost an election to Kathlees Rice. DA Rice is responsible for the appeal, and it was her office that chose to pursue a position seeking affirmance of the conviction.

And finally, Flores is hardly a heroic figure. But this really isn't about Flores, but about a failure of the system compounded by an appellate court that swept the failure under the rug.
9.20.2007 8:09am
Kenvee:
Wait -- the defense attorney, fully aware that his client was convicted on a dismissed count and "not willing to let it slide under the radar again", decided that the only course of action on having his motion for continuance denied was to just not show up and wait for the decision?! Who on EARTH does that? I've had defense attorneys denied continuances for oral arguments on many occasions, and they just send someone else if they truly can't make it. I've had to do the same thing myself. Sure, you may not think that anyone else can argue it as well as you can, but is just not showing up really a good plan? This is the person who was specifically hired to protect the defendant's rights, and he decides he's just not going to show up? Good grief!

I also noted that the post's only source of information appears to be his "good friend", the absent defense attorney. I'm not inclined to simply accept wholesale his categorization of the prosecutor just deciding not to tell anyone about the dismissal. It may very well be true, but without any more sources than that, I'm more inclined to think it's a case of colossal mistakes all around. The clerk, trial court, and defense attorney are all excused as just making simple errors such as recording the information at the wrong place on the file jacket and not reading the entire contents, but the prosecutor must necessarily be out to get everyone solely on the word of the no-show defense attorney? Sorry, I'd like more information first.
9.20.2007 10:43am
Happyshooter:
Did I read the blog to say that the blind attorney didn't go or send anyone to oral argument?
9.20.2007 11:04am
Robert Lutton:
Oren Said:

"Death penalty supporters certainly realize that the system makes mistakes, and that these mistakes could cause someone to oppose the death penalty. They just disagree that ending the death penalty is an appropriate solution to the problem."

So how about supporting a temporary moratorium on executions until your "appropriate solution" has been implemented? Or has it already been implemented and I didn't notice?
9.20.2007 11:37am
Bored Lawyer:
Although clearly a massive screw-up on the part of everyone, this is not a deprivation of a federal constitutional right. The 5th Amendment right to be tried only upon indictment of a grand jury is one of the few rights NOT incorporated against the states. In a state trial, all that is required is notice of what the charges are. (Indeed, many states do not have a grand jury system, although NY does.)

Here a grand jury did indict, although one trial judge thought that was insufficient. Nevertheless, with notice of those charges, the trial proceeded and the defendant was found guilty beyond a reasonable doubt by a jury of his peers.

So while the charges should have been dismissed and the conviction was properly vacated on appeal, this is hardly a great miscarriage of justice.
9.20.2007 12:24pm
Duffy Pratt (mail):
If there is a problem with the indictment, and the jury finds a defendant guilty, the problem with the indictment is typically ignored as harmless error, since the error had been "cured" by the jury finding. As terrible as this sounds, how is this any different? The murder charge was dismissed for insufficiency. It then went to trial anyway, and the jury found the defendant guilty. At the very least, I think that shows that the first judge may have gotten his order of dismissal wrong.

Unless of course you think this carnival of errors is enough to indict the entire system, top to bottom.
9.20.2007 12:42pm
OrinKerr:
Robert,

Well, I certainly can't speak for everyone on this. But your solution seems a weak fit to the problem for several reasons; it doesn't actually answer anything or free any innocent people from prison, but rather just adds years of delay to every case. Isn't a more direct solution to give very close scrutiny of all death penalty cases, especially in the rare set of circumstances when there is an actual innocence claim?

Orin
9.20.2007 12:44pm
Duffy Pratt (mail):
I take back my earlier comment. I've since read the Newsday story linked this morning. It looks like the Court of Appeals in New York had decided that a case can't go forward on both of the inconsistent theories of intentional murder and depraved indifference murder. The prosecution has to make its choice. In this case, the jury heard both charges including the one that had been dismissed.
9.20.2007 12:50pm
David Chesler (mail) (www):
A dismissal is now a technicality? And here I've been wrong about the respect for the rule of law all along.

Given that he done the deed, yes, it's a technicality. I agree with Bored Lawyer immediately above, this was a massive screwup (the same kind that leads to things like gas main explosions, because at several different junctures folks didn't realize that essential safety checks were missing) and both kinds should remind us to use the checklists in our chosen professions. And I agree that this was the proper outcome -- preserving the rule of law in general is more important than punishing every guilty person.

Unlike the explosion or an execution, somebody did catch the error, and there was absolutely no irreversible harm (aside from transactional costs.) Flores would have been serving the serious time for the other charges, and now, because the system did eventually grind slow and fine, he is getting away with murder.

I don't understand People v. Payne -- I thought the first thing law students had beaten into them was that it is fine to pursue alternative theories, even if they are mutually exclusive. (As my friend said "It isn't broken, I didn't break it, and it was like that when I borrowed it." [Or something like that - B &C aren't mutually exclusive, in his maxim they were.])

I would sooner shed tears most of the folks Radley Balko reminds us of, the falsely accused, those caught up in drug conspiracy charges and mandatory minumums for prescribed drugs or for having the wrong boyfriend or for selling light bulbs, non-violent old ladies who were jailed for being too rich or too poor, even dirty-handed low-level mobsters who were framed by the FBI and even for lacrosse players than for this guy.
9.20.2007 12:59pm
Kenvee:
Happyshooter,

You're correct -- the temporarily blind attorney did not (it seems) go to oral argument or send anyone in his place. The quote from the blog:


The case was promptly set down for oral argument, and he made the simple request to adjourn oral argument
to the following month so that he could be there and argue. After all, the District Attorney intended to argue. The Court refused, telling him that oral argument was a privilege, not a right, and that if he couldn't make it on the day set, then tough. The District Attorney appeared for oral argument anyway.

And so Dick waited for a decision.


I'll grant that it doesn't explicitly say he didn't go, but the DA appearing "anyway" and the defense attorney simply "waiting" for a decision implies that pretty strongly.
9.20.2007 2:53pm
Tom952 (mail):
Put yourself in the defendant's shoes. It's enough to drive anyone insane.
9.20.2007 4:12pm
David Chesler (mail) (www):
"I didn't borrow it, it wasn't broken when I returned it, and I'm not the one who broke it." (The neurons eventually break the stiction.)
9.20.2007 4:49pm
Adam J:
Orin, I think you may want to amend your entry a little since it's a bit misleading. By stating "the defendant was accidentally convicted of murder and then sentenced for murder even though the murder charge had already been dismissed" it makes it sound as if he shouldn't been on trial for murder at all, when in actuality he still should have been on trial for intentional murder, but not depraved indifference murder. Not that I'm suggesting this wasn't a ludicrous mistake, just not nearly as bad as if the prosecutor moved forward in a murder case when all murder charge were dismissed.
9.20.2007 5:54pm
Duffy Pratt (mail):
Adam J:

You might be right. But suppose the prosecutor presented evidence on depraved indifference murder, then submitted requested instructions on the charge for that count, and argued for it in closing? I don't know what happened here, but if the prosecutor did that on a charge she knew had been dismissed, that's pretty bad...
9.20.2007 6:41pm