The Volokh Conspiracy

[Neil Netanel, guest-blogging, May 14, 2008 at 5:13pm] Trackbacks
How Copyright Burdens Speech:

As I wrote in yesterday’s post, my book, Copyright’s Paradox, explains that copyright serves both as an “engine of free expression” and silencer of free expression. Yesterday, I focused on how copyright still serves as an engine of free expression in the digital age, albeit an engine of more modest proportions than the Supreme Court’s moniker suggests.

Today I look at the other side of the equation — how copyright law burdens speech. I will emphasize at the outset that the fact that copyright burdens some speech is NOT reason in and of itself to abolish copyright or to find that copyright law violates the First Amendment. Rather we must tailor copyright to minimize its speech burdens while still enabling copyright law to serve as engine of free expression. (I do argue in my book that copyright’s duration and scope have expanded so much that, in its current dimensions and configuration, copyright burdens too much speech.)

Very basically, if your movie, song, graphic, book, or blog is protected by copyright, I can’t copy from it in my own speech unless you give me permission (express or implied) or unless my copying falls within an exception to your exclusive rights, like fair use. So copyright law can effectively prevent me from speaking using the words, images, or sounds of my choosing.

If the government were to do that directly and because it didn’t like my choice of locution, say by forbidding me from distributing copies of the Koran or the Communist Manifesto on a street corner, it almost certainly abridge my First Amendment right to free speech. As the Supreme Court has held repeatedly, the government abridges speech in such cases even if the speaker could convey his message using other words.

Yet, like copyright’s role as engine of free expression, the question of when and how copyright law can truly be said to burden speech (let alone violate the First Amendment) is far more complex than might initially meet the eye. Perhaps the easiest cases – and the closest to what we usually think of as censorship — are those in which the copyright owner withholds permission and sues or threatens to sue for infringement because he wants to suppress the speaker’s message.

Here’s an example given to me by a reader of this blog: During the 2004 presidential campaign, opponents of John Kerry sought to highlight what they viewed as Kerry’s radical Left views by offering the public free PDF copies of the book “The New Soldier,” which Kerry co-authored in 1971 together with the Vietnam Veterans Against the War. According to a post on Free Republic, the book’s co-editor, a close friend of Kerry, used the notice-and-takedown procedures of the Digital Millennium Copyright Act to force Yahoo to shutdown the web site that offered the free copies as part of a concerted effort to suppress circulation of the book for political reasons.

But sometimes the copyright holder’s reasons for suppressing the allegedly infringing speech are mixed or entirely commercial. The Margaret Mitchell Estate sought to enjoin publication of Alice Randall’s racy sequel to Gone With the Wind from the viewpoint of a slave both because it objected to her message (perhaps) and because it wished to license only those sequels that furthered the approved image and economic value of the original work.

And often copyright holders are, in principle, quite willing to grant permission but insist on a license fee that exceeds the speaker’s ability to pay. Speakers may be unable to afford various goods, ranging from a computer to a printing press, needed for effective speech. Yet we don’t normally limit property rights in those to goods in order to give speakers an entitlement to own or use them. Why should copyright be viewed differently? Why, for example, should we support an interpretation of fair use that heavily favors noncommercial uses, like educational documentary films, when we don’t require owners of top-of-the-line movie cameras to make them available to documentary film makers?

Many commentators favor treating copyright differently because copyright law creates an artificial scarcity in a good – original expression – that, but for copyright law, would be available at the average cost of production. That argument gets us part of the way, but ultimately, I think, the answer lies in distributive free speech policy. Fostering expressive diversity (in the sense of speech from diverse and antagonistic voices, not product differentiation) is a cornerstone of American information, telecommunications, and free speech policy. The balance between copyrights and fair use should be struck to promote that goal.

The same is true when we examine media markets as a whole. As I have detailed in a recent post on Balkinization, major media markets are highly concentrated, at levels that are deleterious both to competition and expressive diversity. Copyright is relevant to that untoward consolidation because incumbent media regularly use copyright as a vertical restraint to stifle competition from new media. New media, like today’s YouTube, peer-to-peer file trading networks, Internet radio, and Google News and yesterday’s then-new recording industry, radio, and cable television, often seek to establish themselves in part by distributing incumbent media industries’ copyrighted works. But new media also are vehicles for greater expressive diversity, for breaking incumbent media’s stranglehold on the market and public discourse. So to the extent copyright gives incumbents a proprietary veto over new media’s use of copyrighted expression, copyright law tends to be an obstacle to expressive diversity and thus is rightly seen to impose a burden on speech.

jccamp:
Well, I think *********** deleted for violation of copyright laws.
5.14.2008 7:19pm
spudbeach (mail):
Well written post -- part of copyright really is a restriction of free speech. But good luck getting judges to see it that way. I recall during the oral arguments in Eldred v. Ashcroft, CJ Rehnquist asked "You want the right to copy verbatim other people's books, don't you?", with the clear implication that has nothing to do with free speech. For those judges brought up on property law and scarcity, it can be hard to see the point of freedom.
5.14.2008 7:35pm
RowerinVa (mail):
As both an IP and antitrust (read: efficiency) lawyer, I disagree with the premise of the post. Copyright doesn't burden speech, any more than laws against contracting for murder or the classic warning "don't yell fire in a crowded theatre" burden speech. The use of the Kerry book example is telling because it doesn't prove your point. If I post the ENTIRE Kerry book, that's Kerry's speech, not mine. If, however, I post excerpts for the purpose of exposing, criticizing, and commenting upon them -- even long excerpts, if that's germane to my point -- that's covered by fair use, 17 USC 107. Yes, yes, I know ... fair use is vague. But the copyright law does take a backseat to the first amendment (which is, in part, the reason 107 is in the code) and if you are really making your own expression, particularly political expression, you are generally in the clear. I hear people complaining about how their "expression" is cramped by copyright law, but on closer inspection they invariably are trying to profit by the wholesale use of someone else's work. E.g., Grokster's "expression" of listening to someone else's entire song for free, Vanilla Ice's use of the score of Bowie's "Under Pressure" for his "Ice Ice Baby" song, and various t-shirt sellers' use of famous copyrighted images to ... what, debate politics? No, sell mass market t-shirts.

There's a difference between "Can I say what I want to, and debate what I want to?" -- the answer there, regardless of copyright, is always yes -- and "can I mass produce something for profit or commercial aggrandizement" where the answer is often no.

This is a false problem. To the extent you can find the odd bad copyright decision, which I admit you can, the solution is to attack that decision rather than take issue with copyright on a broad level.

Now, if your criticism was directed at trademark law as applied by many courts, I would agree with you.
5.14.2008 7:38pm
American Psikhushka (mail) (www):
I agree with RowerinVa. Copyright hardly limits diversity in expression. You can express yourself however you want, just not in the exact same words without permission unless it falls under one of the exceptions.
5.14.2008 8:04pm
David Schwartz (mail):
You are not upset about copyright laws but about the facts of reality. You cannot speak in my words unless I somehow allow you to. Until someone invents a device that allows you to read my words out of my brain, this will always be a "limitation" on freedom of speech. You can say whatever you want, but you cannot speak my words unless you obtain them from me, and since I can refuse to speak them at all, I can speak them on terms of my choosing. The greater includes the lesser.
5.14.2008 8:17pm
Scote (mail):

I agree with RowerinVa. Copyright hardly limits diversity in expression. You can express yourself however you want, just not in the exact same words without permission unless it falls under one of the exceptions.


I disagree. You can copyright music as short as three notes. It is likely that all current music violates somebody else's copyright. Granted, copyright does not cover "independent" invention, but with the internet giving the ability to hear almost anything it is impossible to prove that you couldn't have heard a copyrighted work.
5.14.2008 8:37pm
buford puser (mail):
Frankly, this discussion is taking place at a shockingly uninformed level, especially given the post is by a law professor & one response is by a self-professed "IP lawyer".
Of course copyright often burdens free speech (as Prof. Netanel posits, prior to assuring us that this is just fine).
RowerinVa says "There's a difference between 'Can I say what I want to, and debate what I want to?' -- the answer there, regardless of copyright, is always yes -- and 'can I mass produce something for profit or commercial aggrandizement'"
What if you aren't independently wealthy & can't afford to give your speech away for free, but must charge to cover manufacturing costs of the tangible objects embodying your expression? Or is freedom of the press only for those who not only own one, but don't need to charge for the products of that press?
Perhaps the real "copyright paradox" is that corporations who depend on commercially exploiting purchased creative works are extra angry when someone actually has the nerve to sell allegedly infringing works for commercial gain?
I am shocked that Prof. Netanal says that if a work is subject to copyright "[one] can’t copy from it in [one's] own speech unless [the copyright owner] give [one] permission (express or implied) or unless [that] copying falls within an exception to [the copyright owner's] exclusive rights, like fair use."
This is simply dead wrong as a matter of doctrine, as Prof. Netanel surely knows.
Copyright simply does not forbid _all_ copying of all copyright works; rather, it gives the holder the exclusive right to engage in some statutorily specified (17 U.S.C. § 106, 106A, 113-116 (though 116 also contains a limitation, in creating compulsory licenses), 118 & 120) types of copying for a "limited" time (though it is clear that no post-1922 work (sound films, eg) will ever be allowed to fall into the public domain in the US, even if Disney has to pay to have the Constitution amended), unless copying in violation of the statutorily-granted monopoly falls underone of the many defined exceptions. There are 10 section of ch. 1 captioned "Limitations on exclusive rights" (& 2 more that act to limit rights) v. 8 granting exclusive rights.
Another shocker, that is perhaps just Prof. Netanel being disingenuous: "Why, for example, should we support an interpretation of fair use that heavily favors noncommercial uses, like educational documentary films, when we don’t require owners of top-of-the-line movie cameras to make them available to documentary film makers?"
Well, as anyone who has gotten a passing grade in a copyright law class knows, there are two answers: 1) because the legislature says so in in 17 U.S.C. § 107(1) & (4) &§ 118; 2) because if I copy a DVD, I have not deprived anyone else of the use of that work (everyone who was able to use a copy of that work still can & I can too: IP is "non-rivalrous"; yes, I know someone has perhaps lost licensing income), whereas "owners of top-of-the-line movie cameras" can't use them when the (presumably penniless, like Michael Moore & Ken Burns) "documentary film makers" are using the cameras.
5.14.2008 9:00pm
buford puser (mail):
Just to be clear: in saying "we" should favor non-commercial uses "because the legislature says so", I am not saying that the law is always what it should be (see remarks re perpetual "limited" copyright terms), but rather that the legislature, being elected, is to be preferred to law review articles in defining what "we" should prefer as a matter of policy.
5.14.2008 9:15pm
Crane (mail):
...opponents of John Kerry sought to highlight what they viewed as Kerry’s radical Left views by offering the public free PDF copies of the book “The New Soldier,” which Kerry co-authored in 1971...

So, if I rip a DVD of "Fahrenheit 9/11" and make it available for free online, ostensibly as part of a larger effort to criticize Michael Moore's political views, and Moore's lawyers tell me to take it down or get sued, that's censorship and a burden on speech?

How about if I want to criticize Spielberg's "War of the Worlds", again making the movie free online so that people can follow along with my critique?
5.14.2008 9:54pm
David Schwartz (mail):
Granted, copyright does not cover "independent" invention, but with the internet giving the ability to hear almost anything it is impossible to prove that you couldn't have heard a copyrighted work.
Fortunately, you don't have to prove that you couldn't have heard the copyrighted work. See, for example, Keeler v. Continental, 862 F.2d 1063:
In essence, a plaintiff must establish two elements in a copyright infringement action: ownership of the copyright by the plaintiff and copying by the defendant. ... Regardless of these proof schemes, the burden of persuasion normally remains on the plaintiff for his claim throughout the trial. ... [T]he plaintiff has the burden to persuade the trier of fact that the existence of the proposition to be proved is more probably true than not true. ... Contrary to Keeler's argument, "independent creation" is not an affirmative defense. The defendants, therefore, do not have the burden of persuasion for independent creation. Keeler's prima facie case advanced the proposition that the defendants copied the design. Evidence of independent creation simply tends to prove the reverse of that proposition, i.e., that the design was not copied.
Link
5.14.2008 10:50pm
PatHMV (mail) (www):
The point of the story of the Kerry book is that the Kerry campaign didn't want anybody to be able to read the entire book. The book was not readily available (it was long out of print, and not that many copies were ever printed). The fundamental reason for restricting speech by allowing for copyright protection is to allow the authors to be able to profit from their work (thus inducing folks to produce more creative work). Suppressing the copies of Kerry's book would not have furthered this purpose in any way.

It's not a matter of "criticizing" passages of Kerry's book, it's allowing the voters of the country to have access to read his words for themselves. If Kerry wishes to charge for that privilege, I have no objection to his using copyright for that purpose. But if he wants to use copyright to hide information from the public, to KEEP people from learning things, that's a perversion of the purposes espoused in the Constitution for allowing copyrights.
5.15.2008 12:17am
American Psikhushka (mail) (www):
David Schwartz-

You are not upset about copyright laws but about the facts of reality. You cannot speak in my words unless I somehow allow you to. Until someone invents a device that allows you to read my words out of my brain, this will always be a "limitation" on freedom of speech. You can say whatever you want, but you cannot speak my words unless you obtain them from me, and since I can refuse to speak them at all, I can speak them on terms of my choosing. The greater includes the lesser.

No, usually in practice you will only be restricted if you're trying to make money from using extensive portions of someone's exact words. There are a number of ways to say the same thing, so it should be quite easy for you to avoid having anyone try to "disallow" your speech.
5.15.2008 7:12am
American Psikhushka (mail) (www):
Scote-

I disagree. You can copyright music as short as three notes. It is likely that all current music violates somebody else's copyright. Granted, copyright does not cover "independent" invention, but with the internet giving the ability to hear almost anything it is impossible to prove that you couldn't have heard a copyrighted work.

In theory that might be true. But it's not going to be worth a suit unless someone is actually trying to make money with something that is provably very similar to someone else's commercial creation.
5.15.2008 7:18am
Fub:
American Psikhushka wrote at 5.15.2008 6:18am:
Scote-

I disagree. You can copyright music as short as three notes.
[...]

In theory that might be true. But it's not going to be worth a suit unless someone is actually trying to make money with something that is provably very similar to someone else's commercial creation.
In practice frivolous copyright claims significantly burden free speech. Anybody who hasn't noticed the proliferation in recent years of DMCA takedown notices over trivial and demonstrably unenforceable "copyright violations", has been asleep.

The classic scenario is that someone publicly quotes and criticizes some small portion of material that a copyright holder claims to own. The public quote is unquestionably fair use, but the copyright holder doesn't want his material publicly criticized. So he sends the DMCA takedown notice.

The publisher or web host must take down the material pending adjudication. Usually the material is eventually determined not to be a copyright violation, but the damage to public discussion is already done.

The DMCA has given legal teeth to the oldest stupid usenet troll trick in the book. Harsh mandatory sanctions for frivolous DMCA copyright claims might slap some sense into these copyright trolls.
5.15.2008 11:26am
Deoxy (mail):
The concepts of copyright are, as other posters ahve said above, almost no burden on free speech.

Copyright as currently pracitced in this country (including the DMCA, which, for all practical purposes is part of copyright law) IS a huge free speech problem, as mentioned by Fub.

As currently stands, the results of this is that copyright will, essentially, DIE. That's not good, but the vast majority of people have determined that it's less bad than the current situation.

When 90%+ of the population refuses to follow a law, that law stops being a law, for all practical purposes. It looks like that's what it will take, as our legislators seem congentially deaf to any form of comminication except cash. :-/
5.15.2008 12:52pm
Justin Levine:
Regarding the Kerry "Winter Soldier" example, PatHMV's comments got it spot on.

If copyright is used by the author/creator of a work to suppress the work from public view, rather than facilitate a wide distribution of it, then the countours of fair use should correspodingly expand in an inverse proportion. Kerry wanted to use copyright to prevent anyone from ever seeing the work as long as he was running for President. From that perspective, it is quite obvious that it infringed on free speech.
5.15.2008 1:29pm
Isocrates:
Perhaps this isn't quite the forum for it, but I have a dumb question: why can't copyright simply run for the span of time that the work remains "in print", that is, the time in which the company licensed to distribute still finds it profitable to keep reproducing the work, plus some fixed span in which the author must contract new printing rights or forfeit all copyright claims to the work ever after?

Joe Music releases an album. It's a huge success and so it remains "in print" by the record company for 16 years, but then the profits are noticeably thin and the company decides to stop selling it. Another five years pass during which Joe has to make up his mind whether to "re-contract" the rights to another company; he doesn't, the copyright runs out, and after that the material is available in the public domain.

No, you won't be able to ignore copyright and download it free right away without illicit conduct, but at least consumers will know that most material will likely become freely, publicly available after relatively little wait (relative to, say, the 100+ years copyright retained by giants like Disney). Under this model, the author and the distributor reap the benefit of the work's longevity as a commercial success--something artists, publishers, and capitalists all can get behind--but the vast majority of works are still likely to pass into the public domain in a relatively short time--something us freeloading consumers can get behind. ;-)

So, my dumb question is, what's wrong with this model? Who's going to gripe apart from consumers who don't want to wait but don't want to pay either? (This last is a position that has no rational basis, so I don't care to coddle them under my plan...)
5.15.2008 2:52pm
h0mi:
Black Friday prices... Walmart, Best Buy, etc. are going to sell ____ at $___. Web site publishes this information; site is handed a DMCA notice for "violating copyright".

Circuit City's ads were being mentioned 2-3 weeks early &last year a price cut on a playstation 3 resulted in a "copyright infringement" lawsuit against a poster on DVDtalk.com. He did not post copies of the ads, just the information within.
5.15.2008 3:33pm
Deoxy (mail):
Isocrates,

Simple renewal requirement (even without a fee) at 10 year intervals would allow most things to pass into the public domain quite soon, but without having to determine if something was "in print" or not.
5.16.2008 12:56pm