Principled Activism:
In an essay, In Defense of Judicial Activism, Damon Root argues that the Constitution should be interpreted as a libertarian document:
What we need is a principled form of judicial activism, one that consistently upholds individual liberty while strictly limiting state power. Too bad neither the right nor the left seem very interested in that.
  Isn't it sort of misleading to say that this form of judicial activism would be "principled"? I suppose you could say "principled" just means "following a recognizable rule or methodology, whatever it is." In that sense, such activism would be principled. But if we take that view, everything is principled. Always ruling for the white guy would be principled, for example: The principle would be that the white guy always wins. Similarly, it would be principled for the Court to rule for petitioners on cases argued on Mondays and for respondents for cases argued on Tuesdays. If it's principled to always interpret the Constitution in a libertarian way even if the particular text, history, and meaning doesn't warrant it, then I would think that fidelity to the Constitution requires more than just being principled.

  Anyway, Root's essay is largely a response to Judge Wilkinson's critique of Heller. If you haven't read Wilkinson's essay yet, it's worth a read. (Hat tip: Instapundit)
BruceM (mail) (www):
Orin: Isn't this somewhat similar to the "Presumption of Liberty" which you advocate?
9.26.2008 7:59pm
OrinKerr:
BruceM,

Orin Kerr not = Randy Barnett.
9.26.2008 8:03pm
trad and anon (mail):
I think "principled" would mean something like "in accordance with what is dictated by the principles of some relatively coherent moral or ethical system." So, say, ruling for whoever coughs up a bigger bribe doesn't count as "principled," unless your moral system elevates the crassest forms of selfishness to the level of a moral principle a la Ayn Rand.

Consequently, I think it can completely count as principled to adopt the theory that the Constitution should be interpreted in the most libertarian way reasonably possible, if you think libertarianism is the objectively correct political philosophy. It's not like a commitment to some form of originalism follows from libertarianism by the force of pure logic.
9.26.2008 8:10pm
Dilan Esper (mail) (www):
I hate to sound like Bill Clinton, but doesn't it depend on what the meaning of the word "principled" is?

I can certainly see the validity of the argument Prof. Kerr is making-- that "principled" refers to fidelity to the text of the Constitution.

But "principled" could also refer to someone's consistent fidelity to a particular interpretive principle, e.g., originalism, textualism, judicial restraint, or, yes, a presumption in favor of liberty.

What makes someone principled is that they are willing to stand steadfast in the face of attack rather than ignoring what they claim to believe in when they don't like the result. But the term "principled" doesn't describe the content of whatever it is that is being defended.
9.26.2008 8:11pm
Sasha Volokh (mail) (www):
You're not the same? You do look alike, though.
9.26.2008 8:11pm
trad and anon (mail):
If it's principled to always interpret the Constitution in a libertarian way even if the particular text, history, and meaning doesn't warrant it, then I would think that fidelity to the Constitution requires more than just being principled.
Or: do you think only originalist interpretation counts as "principled," and every other interpretive theory is unprincipled per se? Not that all interpretive theories are necessarily principled, but you appear to be claiming that none of them are.
9.26.2008 8:16pm
trad and anon (mail):
What makes someone principled is that they are willing to stand steadfast in the face of attack rather than ignoring what they claim to believe in when they don't like the result. But the term "principled" doesn't describe the content of whatever it is that is being defended.
I agree that this is an important part of what "principled" means even though it's not quite what I said above.
9.26.2008 8:17pm
Sasha Volokh (mail) (www):
It's worth noting that many people who take this view of "principled" (I'm not sure about that author, because I haven't bothered to read the original text) believe that some form of libertarianism (take that in a soft way, like presumption of liberty a la Randy or whatever) is "contained" in the Constitution (some form of quasi-originalism, whether intent or meaning or intended application).

And -- this is the important part -- they're often arguing against a proponent of "judicial restraint," a la Bork or Graglia, say. These restraint guys, in turn, are responding to liberal interpretation that they see as result-oriented (and thus "unprincipled," in their view, based on the very common rule-of-law idea that being results-oriented on a policy level is bad) and/or not in line with the real Constitution; but rather than embracing, say, originalism, they instead embrace some form of "restraint."

So their argument is not libertarianism vs. originalism, claiming that libertarianism is "principled" while other methods aren't. (You can argue that libertarianism is right, but it's silly to argue that it's the only principled method.) Rather, their argument is that not all "activism" is "unprincipled," but an originalist activism is in fact principled, and that activism would end up happening to be libertarian because of their view of what the Constitution requires.

Now this may well be wrong on the merits, but it does provide a coherent account of what it means to be principled.
9.26.2008 8:18pm
OrinKerr:
It's interesting that so many people think debates on interpretation are about originalism. I've never actually met a 100% serious originalist before: I spent years looking, but eventually came to the conclusion that 100% originalists do not exist. (To be clear, it's easy to find people who claim that they are 100% originalist: It's just that when you start asking them specific questions, you usually get back nonoriginalist answers.)
9.26.2008 8:24pm
Sasha Volokh (mail) (www):
Orin -- Have you talked to serious academics who claim to be 100% serious originalists? For instance, Mike Paulsen or someone similar? Marty Lederman notes on Balkinization that Steve Calabresi conceded in a 1994 Arkansas Law Review article that under his view of the unitary executive, the independence of the Fed is unconstitutional. Marty notes this to stress how few originalists are willing to own up to the radical implications of the theory. But in any event, I'd think that the main academic proponents of the theory think this stuff through and would be willing to go there if asked...?

(By the way, I do think that most originalists don't exactly claim to be 100% originalists, but they say (or would say) something like: If originalism were to produce sufficiently morally repugnant results, then a revolution (which of course is not consistent with the Constitution) might be called for, but within the broad range of bad (or even immoral) results that don't rise to that level, 100% originalism is correct. This is part of why I'm not an originalist....)
9.26.2008 8:32pm
OrinKerr:
Sasha,

I haven't talked to Paulsen, but I'll be seeing him next week and I'll ask him. You're right, he may be the best hope.
9.26.2008 8:39pm
Sasha Volokh (mail) (www):
Orin -- To be clear, when you say no one's a 100% originalist because when you start asking questions you get non-originalist answers, do you mean:

(1) They give answers that formally look originalist, but you think they're wrong on the originalism; or

(2) They give answers that are non-originalist on their face?

I'd think (1) is very common because of people's natural tendency to read the sources to favor their previously held view. But that's not a refutation of their originalism, it just means their originalism is incorrect and biased by their views.
9.26.2008 8:49pm
Jon Roland (mail) (www):
OrinKerr doesn't agree with my approach to constitutional construction, which I claim is "originalist", and concludes it is not really "originalist", but has not offered a cogent argument for how his approach is more correct than mine. He seems to want every decision of federal courts to involve only constitutional construction, but federal courts, including the Supreme Court, are courts of equity as well as courts of law, and while equity may not properly trump the Constitution, many of our most important cases have actually been equity cases, even when the Court has tried, improperly in my opinion, to cast them as constitutional constructions.

But, turning back to the question raised in the post, I recommend against becoming embroiled in a debate about the meaning or application of labels, such as "libertarian" or "judicial activism". As a great English teacher once admonished, "Don't label. Describe." Here are a few descriptions that can be applied to court decisions to which some might object:

1. Sustaining an official act not proved to be constitutional.
2. Overturning an official act not proved to be unconstitutional (by the text or whatever).
3. Basing a finding on sources of law not provided by the main litigants, such as intervenors, amici, or a judge's motion sua sponte.
4. In an effort to reach a narrow finding, failing to take advantage of the opportunity to resolve all or at least the most important issues raised, opening the way for more litigation.
5. Writing dicta that confuse the findings and open the way for more litigation.

I submit (5) applies to both Roe and Heller, but that is a different kind of criticism than that made by Wilkinson.

(1) and (2) need to be examined more closely, because they go to the heart of whether the courts will adhere to the right to a presumption of nonauthority, a fundamental right I find in the Ninth Amendment, and which Justice Scalia seems to see as an inkblot.
9.26.2008 8:59pm
David M. Nieporent (www):
(To be clear, it's easy to find people who claim that they are 100% originalist: It's just that when you start asking them specific questions, you usually get back nonoriginalist answers.)
Orin, do you get nonoriginalist answers because they don't realize that their answers are nonoriginalist or because they don't like the implications of originalism in those specific situations?
9.26.2008 9:02pm
OrinKerr:
Sasha,

Both, although (2) in particular. The clearest examples are affirmative action and campaign finance reform.

Jon Roland,

You don't seem to understand my view, and I know that I cannot understand yours.
9.26.2008 9:04pm
Michael B (mail):
The phrase "judicial activism" is a bit like the phrase "war on terrorism," it's fundamentally and profoundly inadequate relative to what it is presuming to describe. Such vague descriptions can serve a beneficial purpose, at least temporarily and within a certain limited context, but in terms of carrying more weight, more meaning, more principled meaning, they are inadequate in a national situation where there are deep-seated philosophical, socio-cultural schisms.

That is an intractable fact that in some ways seems obvious enough, though it doesn't appear Damon Root would agree, since he seems to assume there is a deeper principle that can be unearthed, sufficiently explicated and then relied upon by jurists.

I also disagree with Root's analysis of McCain's voting record (indicated in the video). A senator can vote to confirm a particular President's nominee for the Supremes or other federal judicial appointments - yet also set a higher or different standard for choosing a nominee in a hypothetical situation wherein he would be the President.

By contrast, the different argument Damon Root forwards, again in the video, contrary to Obama's commentary (contra Justice Thomas) is convincing and is in fact one of the now standard and widely accepted arguments in that vein.

With that caveat, I'm sure Root has a more formidable idea in mind, but he does not present it in a very formidable or persuasive fashion. It's essentially an idea that would require a book-length treatment to be more successfully argued, imo.
9.26.2008 9:10pm
Jon Roland (mail) (www):
To further amplify Sasha's point, I was once asked by Randy Barnett to define "originalism" and I somewhat facetiously replied "my position", meaning that I tried to always reach what I consider the most correct position based on history and logic. Of course, it is not as simple as that. First, I am open to changing my mind, based on new evidence or reasoning. Second, I allow, as does the Constitution itself, for departures from compliance during periods of emergency. The Constitution does not cover all contingencies, and there may indeed be times when strict compliance with it may not be sustainable. I suggest our present credit crisis may be one such occasion. But we need to return to strict compliance as soon as possible thereafter, and not allow ongoing difficulties to justify continuations of emergency remediation, as the entire body of New Deal legislation and judicial decisions represents.

So originalism is a process of discovery, not a final position. We all have things to discover from deep investigation of the Constitution and its underlying principles.
9.26.2008 9:15pm
OrinKerr:
Jon Roland,

I believe the difficulty is that the source for your interpretive principles appears to be your own personal sense of how the world should be, not what the Constitution itself says or meant.
9.26.2008 9:19pm
Jon Roland (mail) (www):
OrinKerr:

Jon Roland,

I believe the difficulty is that the source for your interpretive principles appears to be your own personal sense of how the world should be, not what the Constitution itself says or meant.

That's a easy way to try to dismiss disagreement, but it is incumbent on you to be specific and provide argument to support your position. I have cited many works of history and law that support my statements, with links to the works themselves. I have not seen comparable supporting materials for your positions.

For example, you have cited areas of disagreement as affirmative action and campaign finance reform, and I have stated my positions on those issues (in a highly simplified way, given the practical limitations of this forum). Yet we have not gotten (or at least I have not seen), an extended exposition of your position. Perhaps you would like to write an article and put it on SSRN so we can all examine it conveniently.
9.26.2008 9:31pm
BruceM (mail) (www):
Orin: Doh, sorry about that, I don't know why I had you mixed up with Randy Barnett. Total brain fart...
9.26.2008 9:37pm
Jon Roland (mail) (www):
By the way, my formulation of a right to a presumption of nonauthority is essentially equivalent to Randy Barnett's "presumption of liberty", just expressed in somewhat more legally precise, procedural terms. My treatment of the subject also resurrects the traditional remedies, such as quo warranto, that are needed to realize the presumption.
9.26.2008 9:52pm
Sagar (mail):
I believe everyone is for principled judicial activism - it's just that everyone would want the judicial activists to be for "his principles".
9.26.2008 10:02pm
Michael J.Z. Mannheimer (mail):
Orin,

I think you are right, which is why Wechsler didn't call his piece, "Toward Principles of Constitutional Law." He called it, "Toward Neutral Principles of Constitutional Law." The question is whether "the individual always wins" is a neutral principle, not whether it's a principle. Perhaps the more sophisticated way of thinking about it is whether the principle is more neutral than other alternatives.
9.26.2008 10:03pm
Jon Roland (mail) (www):
The principle involved in cases between an official claim to exercise a power and an individual claim of a right (immunity) against the exercise of such power should not be to always side with the individual, but to side with the individual when there is any doubt about whether the exercise of the power is authorized by an unbroken logical chain of authority leading back to the applicable constitution.

One of my proposals on this point is to always have judicial decisions made by either a jury or a multi-judge panel (randomly selected) and to require unanimity to sustain a claimed official power against a claimed immunity to such exercise. It is a natural extension of the same principle applied in favor of the defendant in criminal cases, to civil cases in which the government is a party or stands behind a private party as its surrogate.

This would apply to the Supreme Court. It should decide against the government unless the justices are unanimous.
9.26.2008 10:27pm
Cornellian (mail):
Orin Kerr not = Randy Barnett.

So they claim, but has anyone seen them together?
9.26.2008 11:42pm
J. Aldridge:
There is no defense for judicial activism because judicial activism generally always ignores 1) personal liberties was left with the states and 2) judicial activism most always ignores constitutional lines of division between state and federal government.

P.S. Heller took a big hit here too.
9.27.2008 12:41am
Cornellian (mail):
What we need is a principled form of judicial activism, one that consistently upholds individual liberty while strictly limiting state power.

Arguably, upholding individual liberty and strictly limiting state power is exactly what our Constitution was intended to achieve and, if that's the case, then it wouldn't be judicial activism to interpret it in that fashion.
9.27.2008 3:30am
J. Aldridge:
Cornellian, really?

"What is the limitation, sir? Simply this, that the care of the property, the liberty, and the life of the citizen, under the solemn sanction of an oath imposed by your Federal Constitution, is in the States, and not in the Federal Government. I have sought to effect no change in that respect in the Constitution of the country." --John Bingham
9.27.2008 6:03am
MQuinn:
J. Aldridge: thank you for posting that link. Very interesting and well thought out.
9.27.2008 10:19am
Doc W (mail):

I suppose you could say "principled" just means "following a recognizable rule or methodology, whatever it is." In that sense, such activism would be principled. But if we take that view, everything is principled. Always ruling for the white guy would be principled, for example: The principle would be that the white guy always wins. Similarly, it would be principled for the Court to rule for petitioners on cases argued on Mondays and for respondents for cases argued on Tuesdays.

This starts with a straw man, then proceeds to pick it apart with rhetoric that demeans the whole notion of principled anything. It's clear that individual liberty and limited government were abiding principles for this country's founders, who would surely cough up their last meals if they could see what a mess has been made of their vision.
9.27.2008 1:45pm
Reasoner:
Wilkinson's theory about Heller seems to rest entirely on the false premise that "In both cases the constitutional text did not clearly mandate the result, and the Court had discretion to decide the case either way."
9.27.2008 2:14pm
Michael B (mail):
J. Aldridge,

So, 1) you see the principle in question with notable clarity and 2) just as clearly, you see the 2nd Amend. as being applicable strictly to state governments' militias, or, to excerpt from the final graph of your previously supplied link:

"I will quickly close by saying the Second Amendment right to keep and bear arms means only the right of the people under their own State governments shall never be infringed from organizing and maintaining armed militias for the purpose of a collective security for themselves. The word “arms” had the universal understanding to mean arms of the militia and not general firearms used in civil society."

Good to know.
9.27.2008 7:51pm
Happyshooter:
Wilkinson's theory about Heller seems to be that since the liberals on the bench published some dreck that read the second right out of the document, that we the people were stuck with their liberal win forever.

That is one of the dumbest positions I have ever heard.

Let's play a thought game. I make widgets, and you buy them. We have a production contract that sets the price based on a formula. I jiggle the invoice for one shipment and jack you on the price. The next shipment you notice and call 'not fair'. We get Wilkinson as a judge, and he announces that since I screwed you once, now the contract reads that I get to do it every time.

That is exactly what he is claiming for Heller. The Supremes heard a one sided case in the depression, ruled badly since it was one sided, and liberal panels in the third, sixth, and ninth circuits expanded that one party case into there being no right at all in space marked second amendment in the constitution. In Wilikinson land, the liberals win and there is no right there ever again.
9.30.2008 10:33am