Mason v. Mitchell:

Maurice Mason was sentenced to death for the rape and murder of Robin Dennis in 1994. After exhausting his appeals, he filed a habeas corpus petition alleging, among other things, ineffective assistance of counsel. In 2003, the U.S. Court of Appeals for the Sixth Circuit remanded his case to the district court ordering an evidentiary hearing on his claim of ineffective assistance of counsel during his sentencing phase due to his counsel’s alleged failure to conduct a reasonable investigation into Mason's family background. The district court held the required hearing, concluded Mason's counsel was not constitutionally ineffective, and denied Mason's petition.

On Friday, a divided panel of the U.S. Court of Appeals for the Sixth Circuit reversed the district court and granted Mason's habeas petition in an opinion by Judge Karen Moore, joined by Judge Eric Clay. According to the majority:

Although Mason’s counsel reviewed records provided by the state that contained some references to violence and drug use in the Mason family home during Mason’s childhood, Mason’s counsel failed to investigate Mason’s background and essentially conducted no interviews of any of Mason’s family members prior to settling upon a plan for the sentencing phase that was limited to appeals for mercy and claims of residual doubt. We hold that trial counsel provided ineffective assistance by failing to interview Mason’s family members and investigate the obvious red flags contained in state records suggesting that Mason’s childhood was pervaded by violence and exposure to drugs in the home from an early age.
Judge Danny Boggs dissented.
After we remanded to give the condemned exactly what he asked for, an evidentiary hearing before a federal district judge, the learned trial judge carefully reviewed the evidence presented and correctly applied the relevant federal law under AEDPA and Strickland v. Washington. Today our court continues a distressing trend of finely parsing defense counsel judgments, based on the most charitable (to the condemned) or malevolent (to the defense counsel) view of facts and holds that counsel was constitutionally ineffective. I emphasize constitutionally because in a common-sense way, counsel was of course ineffective – his client was sentenced to death. However, that is not the standard that we are to apply, and I therefore dissent.
Judge Boggs opinion concludes:
This opinion sets an almost impossibly high bar for defense counsel in capital cases. Defense counsel is now required “to locate and interview the client’s family members . . . and virtually everyone else who knew the client and his family, including neighbors, teachers, clergy, case workers, doctors, correctional, probation or parole officers, and others” . . . ; he must interview them long enough so that those interviews can be characterized as “extensive” and “in-depth"; every conceivable family member must be contacted, no matter that defense counsel has spoken with the defendant, his wife, mother, father, brother, sister, aunt, and cousin (along with several non-family members); and he must do all this even if he reasonably believes (based on the trial court’s rulings and his own reasonable interpretation of state law) that the introduction of any evidence regarding the defendant’s family background could open the door to truly disastrous rebuttal evidence by the prosecution. Nothing in Strickland or its progeny requires defense counsel to go to such extreme lengths in order to meet the (relatively low) threshold of “reasonably effective assistance.”

Angus:
I would have voted with Boggs in this case. That burden on defense attorneys is extreme. It seems like the majority wants to micro-manage the defense team's strategy.
10.4.2008 6:50pm
TomHynes (mail):
Majority:

Mason’s counsel failed to investigate Mason’s background and essentially conducted no interviews of any of Mason’s family members

Dissent:

Defense counsel is now required “to locate and interview the client’s family members . . . no matter that defense counsel has spoken with the defendant, his wife, mother, father, brother, sister, aunt, and cousin

Huh?
10.4.2008 7:05pm
one of many:
M. Hynes,
when the interviews took place is the important missing piece. The majority believes the evidence shows that such interviews took place after the strategy decision, the dissent believes the evidence shows that they took place before the strategy decision.
10.4.2008 7:22pm
David Schwartz (mail):
In most cases, I agree with the majority. In some, I agree with dissent. Far too often, I find myself agreeing with both sides. This is that rare case where I don't agree with either side.

My primary disagreement with the majority is that it makes far too much of the timing of these conversations. Sure, timing relative to an irrevocable decision (such as a choice not to appeal and to let a deadline pass) is important. But timing relative to a revocable decision is meaningless.

My primary disagreement with the dissent is that it does not address the argument made by the majority. It misrepresents the majority as setting the bar much higher than they actually do.

I do, however, agree with the dissent that more in-depth interviews of more people before the decision was made would not have changed it, and the case for prejudice is insufficient.
10.4.2008 7:59pm
MJG:
The dissent's hyperbole is a bit much. It's not like the majority's decision was out of whole cloth, especially in light of Supreme Court cases setting a similar (malevolent?) standard, such as Rompilla, Wiggins, and Williams v. Taylor. (Each were AEDPA cases too.)

That said, in the Sixth, I put the odds of an en banc reversal at, say, 80%.
10.4.2008 8:17pm
Redlands (mail):
Remember the mantra of capital case jurisprudenc: "death is different."
10.4.2008 8:24pm
Bill Dyer (mail) (www):
This decision is squarely contrary to Strickland, which proscribes second-guessing of tactical decisions by defense counsel as to where to allocate their efforts.

My framework for saying that is as the former law clerk who assisted Judge Carolyn King (then Randall) of the Old Fifth Circuit in drafting the original panel opinion in what was then Washington v. Strickland, the rationale of which was disturbed by the then-new Eleventh Circuit en banc but restored by the SCOTUS in Strickland v. Washington.
10.4.2008 9:28pm
Repeal 16-17 (mail):
Because of the high standard set by the majority and this being a 2-1 decision, en banc review will be granted if requested.
10.4.2008 9:40pm
Mark E (mail):

As a non-lawyer, I don't see why the parent's alleged drug use and violence has any bearing on the case.

Unless of course they helped him with the rape and are co-defendents.

Did his appeal have any evidence that he was not in fact the rapist & murderer?
10.4.2008 10:10pm
Reg Dunlop:
Eric Clay was a garden-variety leftist Grievance State hack mouthpiece before Bill Clinton put him on the 6th Circuit. Now 4 states suffer under his legal "reasoning."

Look up some of his employment-discrimination or habeas opinions for a good laugh - as long as you live in one of the other 46 states.
10.4.2008 10:45pm
Sagar (mail):
I am interested in the legal opinion related to the relevancy of the defense counsel's interview of the guilty guy's family. Assuming such interviews would have indicated whatever ... how does it mitigate his guilt? And why should his punishment be reduced?
10.4.2008 11:41pm
Brooks Lyman (mail):
Pardon me, as I am not a lawyer, but....

Mason allegedly raped and murdered Robin Dennis.

I assume that this has been proved beyond any doubt?

I assume that Mason is not impaired by reason of insanity?

Therefore Mason is guilty of Rape and Murder?

The penalty for which is death?

I assume that Mason has gone through all the usual appeals for re-trial/mistrial/clemency, etc?

Then, pardon my abysmal ignorance, what does any of this business about Mason's family, friends, etc. and his upbringing. If his family was dysfunctional or drug-addled, so what? Mason committed the rape/murder. Presumably he knows that it is against the law to this sort of thing?

Question: what's going on here? Why is Mason still alive?
10.4.2008 11:48pm
David M. Nieporent (www):
Mark E: the issue is not Mason's guilt, which was determined without reference to any of these things. The issue is the sentence for Mason. According to the Supreme Court's micromanaging of the death penalty, defendants have a right to present any piece of evidence that might convince a jury not to sentence them to death.

Brooks:
The penalty for which is death?
No. The penalty for which can be death. There are no automatic death penalties in the U.S.
10.4.2008 11:57pm
Dave Hardy (mail) (www):
"I am interested in the legal opinion related to the relevancy of the defense counsel's interview of the guilty guy's family. Assuming such interviews would have indicated whatever ... how does it mitigate his guilt? And why should his punishment be reduced?"

Because the devil made him do it. Or something like that. The court or jury must consider any possible mitigating factor. I'm not quite sure of how an exceptionally messy murder is mitigated, or potentially mitigated, by the fact that the killer had a exceptionally nasty childhood, but somehow it is.

But then I'm not sure (to use the Arizona statutory standards) a jury is supposed to assess whether a murder was *exceptionally* "cruel, heinous, or depraved," when this is likely the only murder they'd heard the details of, let alone seen the gory pictures.
10.5.2008 12:18am
Brooks Lyman (mail):
David M. N.:

Yes, but Mason was, as I read it, sentenced to death, presumably because of the severity of his crime. Does he then get some sort of partial free pass to rape and murder people because he had (as Dave Hardy puts it) an "exceptionally nasty childhood"?
10.5.2008 1:16am
Steve2:

No. The penalty for which can be death. There are no automatic death penalties in the U.S.


Yes, Woodson v. North Carolina and Roberts v. Louisiana, more of the post-Furman error(along with Coker v. Georgia) that's why we need to repeal the 8th Amendment and replace it with something properly punitive.
10.5.2008 2:00am
Dave N (mail):
The majority opinion is the kind of pap I expect here in the Ninth from ideologues like Judge Reinhardt.
10.5.2008 2:30am
donaldk2 (mail):
"First the verdict, then the trial." Judges like Moore and Clay decide, before they even see the case, that they are going to facilitate the overturning of ANY death sentence. Then they spin a gossamer web to justify their holding.

I won't be surprised if I get a scolding for impugning the motives of august members of the federal bench. I will confess error when I learn that Moore/Clay vote to sustain in any death penalty case.
10.5.2008 4:07am
Lior:
In fact, setting these high standards should motivate defense attorneys to fail to conduct all these interviews. This way if they win at trial their client wins, and if they lose their client will get a retried years later after the evidence has gone stale.
10.5.2008 12:55pm
krs:
Lior, I agree, and Judge Boggs made what I think was precisely that point in a dissent about 3 years ago... Some of his colleagues found that suggestion offensive.
10.5.2008 1:41pm
Oren:
Lior, there is no chance of this going to another trial. The most Boggs can get is another sentencing in which the jury can consider mitigating factors.

Brooks, whether or not the defendant gets the DP or LWOP is a matter for a fully-informed jury to decide. If they were not adequately informed (I don't claim that factually in this instance, the minutiae of this case are beyond my patience this afternoon), they cannot have properly rendered a sentence.

I don't think murderers with abusive childhoods should be automatically spared the DP, but they should at least have a chance to present that evidence to the jury and let them decide.
10.5.2008 3:31pm
Oren:
s/Boggs/Mason/g $LAST
10.5.2008 3:32pm
David M. Nieporent (www):
Yes, but Mason was, as I read it, sentenced to death, presumably because of the severity of his crime. Does he then get some sort of partial free pass to rape and murder people because he had (as Dave Hardy puts it) an "exceptionally nasty childhood"?
First, I'm not quite that life in prison would be ordinarily described as a "free pass."

Second, you're apparently misunderstanding the procedure here. Nobody said, "Even though you've been sentenced to death, your childhood means we'll change it to life in prison." The issue is whether to sentence him to death in the first place.
10.5.2008 5:27pm
Kirk:
David,

For those of us who aren't lawyers, could you explain the difference in terms of substance instead of process? (Because I sure don't see any difference of substance here.)
10.5.2008 9:37pm
Contrary to Strickland? (mail):
Bill, perhaps you need to read some cases decided after Strickland. You know, the ones cited in the majority opinion: Wiggins, Rompilla &Williams.

Also, the Boggs opinion is disgraceful. Completely misrepresents the majority opinion, and the record. The atty "interviewed" the various family members each for about 6 minutes, the day before the sentencing hearing, and after the [ill-informed] "strategic" decision had been made. If I talked to any of your siblings for approx 6 minutes, would you feel satisfied that I had inquired into the circumstances of your background?

And to the folks questioning this guy's background or describing him as a getting a free pass -- come on. Do any of you doubt you'd be a very different person if your parents had constantly beat you, given you pot at age 8, and had you help carry their drugs for them? Also, note that the majority opinion notes the jury *already* deadlocked on the sentencing question. It barely imposed the death penalty as it was -- had they heard about his terrible childhood, who knows what they would have imposed. And, of course, it must be emphasized that the guy isn't going free; just getting a new sentencing hearing. And that jury may well still decide to impose the death penalty. So stop getting your fits of outrage already.
10.6.2008 12:10am
Tracy W (mail):
Do any of you doubt you'd be a very different person if your parents had constantly beat you, given you pot at age 8, and had you help carry their drugs for them?


Probably. But I also have about an equal lack of doubts that I'd be a very different person if I grew up in a society where a terrible childhood was an excuse for murder and rape. Assuming I survived growing up in that society of course.

Everything in society affects who we are. Robin Dennis's life had value, and the way that the government, as the representative of society, deals with Robin Dennis's murderer affects us as much as our childhoods did (possibly even more, eg many people can kill in wartime, when the government and society generally encourages killing the enemy, and then be quite peaceful after the war has ended even though their childhoods have remained the same).
10.6.2008 6:42am
Visitor Again:
But I also have about an equal lack of doubts that I'd be a very different person if I grew up in a society where a terrible childhood was an excuse for murder and rape.

That is a deliberately misleading sentence in view of everything said above. You know that no one is saying a terrible childhood excuses murder and rape. The issue is not the defendant's guilt or innocence. The issue is whether he deserves the death penalty or life in prison. To say someone should receive life in prison rather than the death penalty for murder and rape is not to excuse that murder and rape.
10.6.2008 9:14am
Oren:

The issue is whether he deserves the death penalty or life in prison. To say someone should receive life in prison rather than the death penalty for murder and rape is not to excuse that murder and rape.

Absolutely agree and, furthermore, it is only for the jury to decide whether or not those mitigating factors justify LWOP instead of the DP.
10.6.2008 9:42am
Tracy W (mail):
Sorry Visitor Again, I can now see I was lazy in my word choice. Let me correct the above sentence to:
But I also have about an equal lack of doubts that I'd be a very different person if I grew up in a society where a terrible childhood was a mitigating circumstance for murder and rape.


If you don't like "mitigating circumstance" can you please suggest the word or phrase that best meets what you were intending to argue in bringing in the point about how our childhoods affect what we are?

My point was that our childhoods are not the only thing that affect our actions, the laws and customs of the society we live in affect our actions too. To say that any person would be different if they had had a different childhood doesn't tell us anything about how we should sentence criminals.
10.6.2008 9:42am
Happyshooter:
The sixth circuit as a group is really bad. Their actions in the University of Michigan case were really really bad. Third world oh my gosh tribalism type bad.

After that they got slightly better and didn't act like obvious tin-pot bribed judges.

This is just par for the course since then though.

Sixth circuit judge thought mode: 'I don't like the death penalty. This guy got sentenced to death, and he really did the terrible thing...hmmmm. Better not turn him loose or the family will get mad and I will get another newspaper article about what a ponce I am and my kids will move to Cali for sure. hmmmm...what about that ineffective defense counsel thing. We used that three months ago to let a guy off death row and the paper was quiet about that.'

"Hey clerk, find something in the briefs where I can claim the defense lawyer shoulda checked something harder."
10.6.2008 10:13am
Daniel San:
Social workers and mitigation experts look at a violent abusive childhood leading to a violent murdering adult and see a basis for leniency. Juries often look at the same pattern and see a monster who must be destroyed. Defense decisions are fraught with peril at the sentencing phase.
10.6.2008 12:52pm
Guest commenter (mail):
Very true Daniel, but I think the point remains from the majority opinion: the defendant has a right to have an attorney make an *informed* decision. Strickland, Wiggins, Williams, and Rompilla insulate strategic decisions from second-guessing, but they do require the strategic decision to have been made with full information. In other words, an uninformed decision on a strategic matter is not truly strategic and may be attacked.

The attorney here did not have full information; he spent 5 hours reviewing 5,000 pages of documents, and spent about a total of 30 minutes talking to relatives on the day or two before the hearing and days *after* he had decided on his mitigation strategy. Maybe he would have made the same decision not to present the background evidence if had actually interviewed family members and conducted an investigation; the problem is that we can't know that because he didn't investigate or acquire the information.
10.6.2008 2:14pm
NickM (mail) (www):
Perhaps the defense attorney acquired information from his client that indicated calling family members would be a very bad idea - e.g., he used to torture and kill animals as a child and his family knew it.
Something of that nature would not be revealed in the trial record or the appellate briefs, but it would contravene a claim of ineffective assistance of counsel.

Nick
10.6.2008 3:58pm
Guest commenter (mail):
Nick -- that's why a hearing was ordered by the 6th Circuit last time. The district court held it, and the attorney did not state he learned any such things that would have made further investigation pointless. Or at least that's what it appears from reading the opinions in this case. He seems to have testified that he didn't really remember doing much of anything.
10.6.2008 4:22pm
Happyshooter:
He seems to have testified that he didn't really remember doing much of anything.

No kidding?

The one person ethically bound to keep his man from getting executed couldn't remember what he did, and that ended up helping his client achieve his goal.

Wow.
10.6.2008 4:48pm
Oren:

To say that any person would be different if they had had a different childhood doesn't tell us anything about how we should sentence criminals.

That's for the jury to decide after hearing the evidence. They can, in fact, chose to sentence the defendant more leniently based on his childhood.
10.6.2008 5:05pm
Tracy W (mail):
They can, in fact, chose to sentence the defendant more leniently based on his childhood.


Contrary to Strickland wasn't telling this to the jury (unless by coincidence a member of this potential future jury happens to be reading this comment section), he was telling it generally to readers on this thread.

Under the circustances it is entirely relevant for me to advance the idea that we would be different not only if we had had a terrible childhood, as Contrary to Strickland states, but that we would also be different if we lived in a society with different laws/customs about what happens to someone who commits murder and rape after a terrible childhood.

I have recently read "The Lucifer Effect", which makes a rather compelling case that our morality is often affected by the norms of whatever society we find ourselves in, more than by our childhoods. Philip Zimbardo is the one who conducted that experiment with the college students divided into guards and prisoners, where very sadistic behaviour developed amongst some of the guards, despite all the students having been screened for a lack of a criminal record and a "normal" personality (as measured by various psychological tests).

Perhaps all juries should be instructed in the findings of the research covered in "The Lucifer Effect" as well as in the terrible childhoods of their victims?
10.7.2008 5:30am
Oren:
Tracy, you seem to misunderstand. Whether or not childhood history is probative or mitigating is a decision solely for the jury. Period.

Also, the intro psycho stuff isn't very compelling -- a defense attorney can strategically decide not to present it because it's useless. The defense attorney can also decide not to present mitigating childhood history.

What he cannot do, is fail to even investigate each strategy.
10.7.2008 1:09pm