Is the Roberts Court Suddenly "Minimalist"?

Jack Balkin ponders what may account for the Roberts Court's "sudden minimalist turn." It's an interesting post, but I reject Balkin's premise. There's nothing "sudden" about the Roberts Court's minimalism. Rather, a conservative minimalism has been the defining characteristic of the Roberts Court and, as a general matter, of the two newest justices. In this regard, NAMUNDO and Ricci, are of a piece with Wisconsin Right to Life, Ayotte, Gonzales v. Carhart, NRDC v. Winter, and many other cases in which the Court either adopted a very narrow, incremental holding or avoided reaching an underlying constitutional question. While there are exceptions, the Roberts Court has been minimalist across most areas of the law -- and most (though not all) exceptions to this pattern have been more "liberal" than "conservative" (see, e.g. Boumediene, Mass v. EPA). Chief Justice Roberts and Justice Alito certainly endorsed a non-minimalist outcome in Parents Involved, but the ultimate holding of the Court was much narrower.

As I see it, the Chief Justice and (to a slightly lesser extent) Justice Alito are committed minimalists because it comports with their views of the proper role of the judiciary. They believe that narrow, incremental holdings preserve the Court's legitimacy. If I am correct, we don't need to explain the Court's minimalism in cases like NAMUNDO and Ricci. Rather, we need to explain the Court's departure from a minimalist approach -- and we may need to do that soon if (as some expect) the Court remakes the law of campaign finance when it rehears Citizens United.

Related Posts (on one page):

  1. Did the Court Move Right?
  2. Is the Roberts Court Suddenly "Minimalist"?
Kovarsky (mail):
There is nothing "slightly" less minimalist about Alito. Just to take a couple of decisions from the past couple of weeks; look at Ricci and Osborne (DNA). Alito pretty consistently signs on to the "bomb throwing" concurrences, whereas Roberts will generallly sit them out. I could be wrong about this in one respect: I follow criminal/habeas cases much more closely, and in those cases Alito may, as an ex prosecutor, have more separation from Roberts than in other areas.

As for Balkin's endorsement of Ackerman's theory, insofar as it involves a quasi-constitutional status of the statutes in question, it too ignores some of the crim pro/habeas cases where conservative members break rank. In other words, I think there are other areas where defections can be explained by a lot of things other than the Balkin/Ackerman theory. For example, in Harbison v. Bell (which is one of those extraordinary cases in terms of the alignment of judges, and in terms of statutory interpretation), both Roberts and Thomas split from Alito/Scalia. (Thomas ends up at the most liberal result, in fact - a pretty interesting instance of fidelity to his method of textualism.) I suppose you could say that, because these don't involve the invalidation of statutes, they're not really what Ackerman is talking about at all.

Jonathan, I sort of object to the characterization of Boumediene as "non-minimalist." That was one of those cases where each side thought that it had the status quo on its side. See Halliday and White, The Suspension Clause: English Text, Imperial Contexts, and American Implications. Moreover, even if you thought that there was something new about the habeas remedy running to places where the government exercised de fact sovereignty, the Court did not reach the most extreme result in that case. It expressly refused to decide the actual constitutional question of whether prisoners can be detained indefinitely; it only held that the prisoners could file habeas petitions to challenge their detention on that basis.
6.30.2009 11:44am
MarkField (mail):
I take a slightly different view than you or Prof. Balkin. As I see it, Roberts follows a judicial strategy very similar to the early John Marshall. By that I mean that he's very judicially conservative (minimalist, if you prefer) in the outcomes, but tends to include some very expansive rhetoric which has potential future implications. I'd cite Parents Involved as an example of this.

To phrase it another way, I agree with Prof. Balkin that Roberts has short term minimalist tendencies, but disagree on the long term implications of that.
6.30.2009 12:20pm
[insert here] delenda est:
I can't imagine anyone disagreeing with Balkin about the minimalism, except perhaps Publius and others on the brazenly partisan fringe.

I agree entirely with Johnathan though that there is nothing sudden about it, and indeed I am at a loss as to how an experienced commentator would think so.

I also think MarkField has a good point, but I probably disagree in that I see this as perfectly legitimate judicial minimalism. After all it would be rather self-defeating for the minimalists to simply cede the field to the radicals on the grounds that they got there first!
6.30.2009 12:33pm
martinned (mail) (www):

I can't imagine anyone disagreeing with Balkin about the minimalism, except perhaps Publius and others on the brazenly partisan fringe.

"Brazenly partisan fringe"? Pot... kettle...

BTW, Publius wrote two posts about Ricci on Obsidian Wings, explaining why Alito's concurrence is anything but minimalist. (1 and 2.) I don't know enough about the case to be able to comment in detail, but it seems like this particular opinion isn't exactly an exercise in minimalism.
6.30.2009 12:41pm
LTR:
Alito's concurrence is not minimalist or non-minimalist since there's very little legal analysis in it. He said in the beginning that he's writing it largely to present his view of the factual record. Was it unnecessary? Maybe. It's not like we don't know that race hustlers hold urban politicans by the balls.
6.30.2009 12:55pm
MarkField (mail):

I also think MarkField has a good point, but I probably disagree in that I see this as perfectly legitimate judicial minimalism.


No disagreement here. While I disagree with Roberts substantively, there's nothing inherently wrong or dishonest about his approach.
6.30.2009 1:03pm
martinned (mail) (www):

Alito's concurrence is not minimalist or non-minimalist since there's very little legal analysis in it.

I'm not sure if that is right. Minimalism, as far as I can see, reflects an attitude of modesty about the proper role of the judicial branch. Such modesty would normally suggest that an appellate judge working from a record and sitting far away from New Haven should not normally write all sorts of wild accusations in the face of a much more neutral trial court ruling, especially if it is all obiter dicta. In Publius's words:

Unlike the Supreme Court, the lower court actually ruled on the pretext issue, so it makes sense that he came up. But the lower court opinion makes only passing references to him in the employment discrimination discussion. And even when he does come up, the lower court opinion describes him in far more general terms – e.g., he is a “vocal” and influential pastor. The opinion doesn’t go into detail about him personally – largely because that’s not relevant to anything.
6.30.2009 1:21pm
interruptus:
One area that's gotten some scholarly discussion lately is the Roberts Court's apparent preference in some areas of law for as-applied challenges instead of facial challenges. That's somewhat minimalist as well, although as the article points out, it's not clear what principle distinguishes the Court's decisions to sustain facial challenges in some contexts (e.g. Heller) while insisting on as-applied challenges in others.
6.30.2009 1:23pm
Nunzio:
Alito's Ricci concurrence is helpful to employment discrimination plaintiffs. He focused on the machinations going on behind the scenes with the New Haven mayor and his administration but the dissent was right to point out that the decision to scrap the tests was made by the Civil Service Board in a vote of 2-2, not the mayor's office.

Alito suggests that the evidence is sufficient to infer the mayor's office influenced the decision of the board members who voted to scrap the test (even though those 2 board members weren't deposed so there's no evidence they didn't make an independent decision).

A lot of plaintiff's lose cases because at Summary Judgment, although they can show a discriminatory motive by some people, they can't show that the ultimate decisionmaker had that motive and it's not enough that those with some input may have had a bad motive.
6.30.2009 2:11pm
[insert here] delenda est:
Martinned, I saw those posts of Publius. I wanted to comment but couldn't work out where to start disagreeing. More seriously, they seemed to be about 60% venting and 20% pretty uninformative 'all-law-is-politics-because-that -is-how-I-see-it-and-yes -it-is-all-about-me' analysis. Anything worthwhile was lost in the chaff.

Also, I disagree with your comment on Alito's judgment and minimalism. First this trial court ruling is not 'neutral' as such. Alito's point seems to be that the trial and appeals court rulings (as well as the dissent in the Supreme Court) are egregiously wrong, based on what he sees to be the facts as revealed by the record. I don't really know or care if he is right, but there is nothing inherently non-minimalist in his judgment.

His opinion is about the substance of what is going on, ie the 'real reason' the test was abandoned. Arguably (I would disagree) a miminalist would stick to the formal record and testimony, and avoid speculation about subjective motivations.

It is nonetheless ironic for Publius' to get so worked up about this when I couldn't imagine that he would attack eg Justice Ginsberg for similar 'substance-oriented' analysis.
6.30.2009 2:13pm
martinned (mail) (www):

Arguably (I would disagree) a miminalist would stick to the formal record and testimony, and avoid speculation about subjective motivations.

I wouldn't. That's exactly my point. I'd expect a modest judge to remand in this case, as the Obama administration proposed. If you're not going to remand, at least rule without referring to "facts" that the trial court would be better situated to examine than the Supremes.


Alito's point seems to be that the trial and appeals court rulings (as well as the dissent in the Supreme Court) are egregiously wrong, based on what he sees to be the facts as revealed by the record.

[Snark]
Yes, Republicans are well known for their fondness of Revelation. I'm not sure, though, whether Revelation is a suitable basis for a Supreme Court opinion.
[/Snark]
6.30.2009 2:38pm
[insert here] delenda est:
Don't you know that common law is immutable truth revealed through judgment?

More seriously, revealed law is a foundation of modern law, and one which Alito would be very conscious of.
6.30.2009 2:48pm
martinned (mail) (www):

More seriously, revealed law is a foundation of modern law, and one which Alito would be very conscious of.

But in this case, the problem is with Alito's revealed facts...
6.30.2009 3:09pm
LTR:


I'm not sure if that is right. Minimalism, as far as I can see, reflects an attitude of modesty about the proper role of the judicial branch. Such modesty would normally suggest that an appellate judge working from a record and sitting far away from New Haven should not normally write all sorts of wild accusations in the face of a much more neutral trial court ruling, especially if it is all obiter dicta.



Well, you could argue that judicial minimalism is composed of legal minimalism and general modesty and that Alito's comments in this concurrence were not really modest. But he's still way closer to Roberts than he's too Scalia or Thomas on minimalist/absolutist scale. For example, he didn't join Scalia's Ricci concurrence that had actual far-reaching non-minimalist legal implications.
6.30.2009 4:22pm

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