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Implementing the Right To Keep and Bear Arms for Self-Defense: An Analytical Framework and a Research Agenda:
I now have a pretty clean copy of this forthcoming UCLA Law Review article of mine, and I thought I'd post it and invite comments. There's still some time (though not a lot) to make corrections, so please let me know about any errors you find. My one request is that before you respond to some of the items I note below, you look at the relevant parts of the article to see whether that response has already been taken into account.
I expect the article will not entirely please either gun rights maximalists or gun rights minimalists. For instance, I conclude that bans on so-called "assault weapons" -- bans that I think are entirely pointless -- are probably constitutional; not every bad idea is an unconstitutional idea, even where constitutional rights are involved. At the same time, I argue that there should be a right to carry loaded weapons in public (except for a few places). Even if one accepts the correctness of Heller's conclusion that concealed carry can be restricted, your right to keep and bear arms for self-defense must generally include your right to have those arms where self-defense is needed, not just to have them at home when you're out on the street. Whether this idiosyncratic (moderate? extremist in different derections?) position on the constitutional questions (on the policy questions, I'm generally skeptical of gun restrictions) is right or wrong is for you to judge. But I thought I'd note it so that people know what to expect.
Note also that the first part of the article proposes a general analytical framework that can also help think through existing doctrine for some other constitutional provisions -- I hope that will be useful even for people who aren't at all interested in the right to keep and bear arms.
In any case, here is the Introduction:
The Second Amendment, the Supreme Court has held, secures an individual right to keep and bear arms for self-defense. Whether or not the federal right will be applied to the states, at least 40 state constitutions secure a similar right. How should courts translate this right into workable constitutional doctrine?
In this Article, I offer a few thoughts towards answering this question (chiefly in Part I), and apply those thoughts to some areas in which the question will need answering (chiefly in Part II). I sometimes offer my views on how particular gun rights controversies should be resolved, but more often I just suggest a structure for analyzing those controversies and chart an agenda for future research.
In particular, I argue that the question should not be whether federal or state right-to-bear-arms claims should be subject to “strict scrutiny,” “intermediate scrutiny,” an “undue burden” test, or any other unitary test. Rather, as with other constitutional rights, courts should recognize that there are four different categories of justifications for a restriction on the right to bear arms.
1. Scope: A restriction might not be covered by the constitutional text, the original meaning of the text, the traditional understanding of the text’s scope, or the background legal principles establishing who is entitled to various rights.
2. Burden: A restriction might only slightly interfere with rightholders’ ability to get the benefits that the right secures, and thus might be a burden that doesn’t rise to the level of unconstitutionally “infring[ing]” the right.
3. Reducing Danger: A restriction might reduce various dangers (in the case of arms possession, chiefly the dangers of crime and injury) so much that the court concludes that even a substantial burden is justified. This is where talk of intermediate scrutiny or strict scrutiny would normally fit, though, as Part I.C argues, such labels likely obscure more than they reveal.
4. Government as Proprietor: The government might have special power stemming from its authority as proprietor, employer, or subsidizer to control behavior on its property or behavior by recipients of its property.
Paying attention to all four of these categories can help identify the proper scope of government authority. For instance, even if some kinds of gun bans are presumptively unconstitutional, under something like “strict scrutiny” or a rule of per se invalidity, it doesn’t follow that lesser restrictions must be judged under the same test. Conversely, the conclusion that certain kinds of restrictions should be upheld even when they might not pass muster under a demanding form of review, shouldn’t lead courts to entirely reject that demanding review for all restrictions.
Breaking down the possible elements of the constitutional test into these categories can also tell us which analogies from one restriction to another are sound. For example, if the limitation on possession of guns by minors is a matter of scope -- stemming from the background legal principle that minors’ constitutional rights are narrower than adults’ rights -- this would suggest that the validity of bans on possession by minors offers little support for bans on possession of handguns by 18-to-20-year-olds. On the other hand, if the limitation is a matter of the danger posed by ownership by relatively immature people, then the analogy between under-18-year-olds and 18-to-20-year-olds becomes more plausible.
And laying out these categories can help us notice and evaluate analogies to other constitutional rights. Many of the disputes that arise in the context of gun control debates are similar to disputes that arise in other fields, such as free speech, abortion rights, property rights, and more. Consider, for instance, debates about whether the presence of ample alternative means for self-defense should justify a restriction on one means, whether gun possession may be taxed, or whether waiting periods are constitutional. Understanding exactly why these types of restrictions are upheld or struck down elsewhere can inform the discussion about whether they should be upheld or struck down where gun rights are involved.
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A few notes on the limitations of this Article: First, let me repeat that this Article offers a framework for gun rights, and a research agenda for further inquiry about the constitutionality of some particular gun controls. It does not offer an exhaustive analysis of each regulation, or an answer about which ones are sound. But I hope the framework, and some brief sketches of how the framework would apply in each area, will prove useful to those who are working on such questions.
Second, the Article focuses solely on the right to keep and bear arms for self-defense. The constitutional provisions I discuss may have other components, for instance a right to keep arms that would deter government tyranny, or in seven states a “right to keep and bear arms ... for hunting and recreational use.” But those components are left for other articles.
Third, the Article tries to discuss the right to bear arms under both the federal Constitution (whether or not the right is eventually incorporated against the states) and under state constitutions. But state constitutions often have different wording and different histories: For instance, a general discussion of whether waiting periods are constitutional says little about the Florida right-to-bear-arms provision, which expressly authorizes a three-day waiting period. Nonetheless, broadly discussing a multistate law of the right to bear arms -- or of search and seizure, civil jury trial rights, and other constitutional rights -- can be helpful, so long as we recognize that there may be significant differences among states that override any general theoretical framework we develop.
The Right To Bear Arms, Minors, and 18-to-20-Year-Olds (and Maybe Even Older):
My right to bear arms article is quite long, so I don’t think I can serialize it on the blog the way I’ve done with some past articles. But I thought I’d blog about a few particularly interesting issues — often ones that are part of the “research agenda” aspect of the article, because my goal is just to identify the some of the key arguments, not to give a definitive answer.
Note that here, as in future posts, I use the scope / burden / reducing danger taxonomy I mention in the Introduction, and discuss at length in Part I of the article. (Short version: Scope arguments for restricting a right, which I think are often quite strong: A restriction might not be covered by the constitutional text, the original meaning of the text, the traditional understanding of the text’s scope, or the background legal principles establishing who is entitled to various rights. Burden arguments for restricting a right, which I also think are often quite strong: A restriction might only slightly interfere with rightholders’ ability to get the benefits that the right secures, and thus might be a burden that doesn’t rise to the level of unconstitutionally “infring[ing]” the right. Reducing danger arguments for restricting a right, which I find troublesome for reasons I discuss at pp. 20-31: A restriction might reduce various dangers (in the case of arms possession, chiefly the dangers of crime and injury) so much that the court concludes that even a substantial burden is justified. This is where talk of intermediate scrutiny or strict scrutiny would normally fit, though, as Part I.C argues, such labels likely obscure more than they reveal.)
So with this, on to my first excerpt: The right to bear arms in self-defense — both under the Second Amendment and under the 40+ state constitutional provisions that secure such a right, often quite expressly — and young people, both under 18 and 18-to-20. I have omitted most of the footnotes; to see them, please look at the full article.
Scope and Burden: Many (but not all) states generally ban gun possession by under-18-year-olds, though they tend to have exceptions for hunting and targetshooting with a parent’s permission. These laws are serious burdens on the ability of under-18-year-olds to defend themselves. Older minors are just as likely to be violently attacked as are younger adults (and much more so than older adults), and 12-to-17-year-old girls are substantially more likely to be raped than young adult women. Moreover, both male and female minors are often home alone without adult protection, or out in public places, including in the car to and from work.
Nonetheless, it is also highly plausible that even older minors are more likely to misuse their guns, chiefly because their capacities for impulse control and thoughtful judgment haven’t fully matured. This avoiding danger argument of course is the justification for age cutoffs for various decisions, whether decisions that may jeopardize the minors’ own safety, or ones (such as about driving or drinking) that may jeopardize third parties. [Footnote: The driving age is generally 16 rather than 18, even though many more 16-and 17-year-olds die in car accidents than in gun accidents, gun suicides, or gun homicides. But this lower driving age is likely a concession to the practical reasons why parents want children to have cars (especially work and school), and not a considered judgment that 16-year-olds are generally mature enough to be entrusted with a wide range of adult responsibility.] And because the drafters of the Second Amendment likely saw this danger, it also seems to me that such bans on gun possession by minors can be justified by a scope argument: Minors generally have, and historically have had, lesser constitutional rights than adults do, [note 1 below] and the same should apply to the right to bear arms....
But what about 18-to-20-year-olds? The Illinois restrictions on all gun ownership by 18-to-20-year-olds surely qualify as a substantial burden. And under Heller, the same should be true for the more common restrictions on handgun ownership and acquisition by 18-to-20-year-olds: The availability of long guns as a self-defense option wouldn’t undo the “sever[ity of the] restriction,” for the same reasons that it didn’t do so in Heller. [Footnote: The South Carolina Supreme Court did hold that a ban on handgun possession by under-21-year-olds didn’t violate the state constitutional right to bear arms, “because persons under the age of 21 have access to other types of guns.” State v. Bolin, 662 S.E.2d 38, 39 (S.C. 2008). (Curiously, the court went on to still strike down the ban, because it violated S.C. Const. Art. XVII, § 14, which provided that “[e]very citizen who is eighteen years of age or older . . . shall be deemed sui juris and endowed with full legal rights and responsibilities.”). But I think Heller has the better view here, for reasons given in Part II.A.4; courts should recognize that handgun bans impose a substantial burden on state constitutional rights to keep and bear arms in self-defense as well as on the federal right.]
Yet regardless of the burden, there is also the scope question: Should constitutional rights be seen as fully vesting at age 18, or at age 21, in keeping with the historical tradition of 21 being the age of majority? (Consider, in the First Amendment context, a recent proposal to set 21 as the age of consent for being filmed or photographed naked or in sexual contexts, and the possibility that this is already the law in Mississippi and as to under-19-year-olds in Nebraska. Or consider the Nebraska requirement of parental consent for marriage of under-19-year-olds, or the Alaska law barring possession of marijuana by under-19-year-olds even though the Alaska Supreme Court has interpreted the Alaska Constitution’s right to privacy as securing adults’ right to possess small quantities of marijuana at home.) The rule that majority begins at 21 endured until the early 1970s, so most right-to-bear-arms provisions were thus enacted while 18-to-20-year-olds were technically treated as minors.
I’m skeptical about this argument, because the pre-1970s cases that I’ve seen involving lesser constitutional rights for minors — lesser free speech rights, lesser religious freedom rights, and lesser criminal procedure rights — involved age cutoffs of 18 or less. Whatever setting the age of majority at 21 might have meant for purposes such as contracting, parental authority, and the like, it seems not to have affected those other constitutional protections. At the same time, for much of our nation’s history, the right to contract was seen as an important constitutional guarantee, and that right was not fully secured to 18-to-20-year-olds. The matter of the historical constitutional rights of 18-to-20-year-olds would warrant more research.
Reducing danger: The 18-to-20-year-old issue illustrates the importance of figuring out precisely why the less controversial restrictions on the under-18-year-olds and the mentally infirm are constitutional. If the reason for upholding the ban on possession by under-18-year-olds is the historical scope of constitutional rights, then that reason probably will not carry over to other age groups. It certainly wouldn’t carry over to, say, 22-year-olds. (In St. Louis, one can’t carry a gun on a public street until one is 23.) But it wouldn’t even carry over to 18-to-20-year-olds, unless 18-to-20-year-olds were historically not seen as full rightholders for the purposes of most constitutional rights, or of the right to keep and bear arms in particular.
But if the ban on possession by under-18-year-olds is upheld under a reducing danger argument, which is to say based on the plausible but unproven speculation that banning possession by 17-year-olds will diminish crime in a way that somehow outweighs the diminution in legitimate self-defense, then that argument could easily be applied more broadly. Most obviously, the same argument could be made, about as plausibly, about 18-year-olds or even about 22-year-olds. There’s a reason why auto insurance companies charge higher rates all the way up to age 25. And gun death rates remain fairly high into the 20s and late 30s, though the need for self-defense remains high then as well.
Moreover, the reducing danger argument could equally justify similar bans for any demographic group that can plausibly be seen as potentially more dangerous. Presumably race-based restrictions and likely even sex-based restrictions would violate the Equal Protection Clause, though of course violent crime is highly correlated with sex (quite likely partly for biological reasons related to sex, just as the correlation between violence and age is likely partly based on biology), and in considerable measure with race. But similar arguments could also be made about people who live in especially high-crime cities, or who don’t have high school degrees, or who have other possible demographic correlates of gun misuse.
It seems to me that these reducing danger arguments ought to be rejected as a normative matter. At least absent overwhelming statistical evidence, I don’t think that any class of mentally competent adults should be denied constitutional rights based on their demographic characteristics, as opposed to things they have personally done. But in any event, this question, and the relationship between the rights of 17-year-olds, 20-year-olds, and 22-year-olds illustrates the importance of distinguishing restrictions justified by the scope of the right from restrictions justified by a reducing danger rationale.
Note 1: Minors, for instance, generally don’t have the constitutional right to sexual autonomy, to marry, or to beget children, and are limited in their abortion rights. See Lawrence v. Texas, 539 U.S. 558, 578 (2003) (sexual autonomy and implicitly the right to beget children); Hodgson v. Minnesota, 497 U.S. 417 (1990) (abortion); Kirkpatrick v. Eighth Judicial Dist. Court ex rel. County of Clark, 64 P.3d 1056, 1060 (Nev. 2003) (marriage); In re R.L.C., 643 S.E.2d 920 (N.C. 2007) (sexual autonomy and implicitly the right to beget children). For a rare decision to the contrary, see B.B. v. State, 659 So.2d 256 (Fla. 1995), holding that 16-year-olds have a constitutional right to have sex with each other, though not with adults.
The law’s support for parental control over their minor children, something that would be a grave interference with liberty as to adults, tracks that. See, e.g., Cal. Welf. & Inst. Code § 601 (West 2008) (threatening a child “who persistently or habitually refuses to obey the reasonable and proper orders or directions of his or her parents, guardian, or custodian” with being adjudged a “ward of the court”); Minn. State. Ann. § 609.06 subdiv. 1(6) (West 2003) (exempting reasonable force used by parents from criminal assault law); id. § 609.255 subdiv. 2 (West 2003) (defining false imprisonment to exclude conventional parental restraint of children); Brekke v. Wills, 23 Cal. Rptr. 3d 609, 613 (Ct. App. 2005) (upholding injunction barring sixteen-year-old girl’s ex-boyfriend, whom mother considered bad influence, from contacting her, partly on grounds that injunction helped protect “[mother’s] exercise of her fundamental right as parent to direct and control her daughter’s activities”); L.M. v. State, 610 So. 2d 1314 (Fla. Dist. Ct. App. 1992) (ordering, as condition of juvenile’s probation, that he obey his mother); Model Penal Code § 3.08 (providing that parents’ use of force is justified when done for “the purpose of safeguarding or promoting the welfare of the minor”).
The same is in some measure true for explicitly secured rights, such as free speech rights, at least where it comes to sexually themed expression. See Ginsberg v. New York, 390 U.S. 629, 636–37 (1968). And the law has long allowed children to be adjudged delinquent and basically imprisoned through the juvenile justice system, without the standard constitutional guarantees applicable to criminal proceedings. See McKeiver v. Pennsylvania, 403 U.S. 528, 550–51 (1971). This has been rationalized on the grounds that the proceedings are civil rather than criminal, see, for example, Ex Parte Crouse, 4 Whart. 9 (Pa. 1839), but it was precisely the presumed incapacity of the child that justified such civil proceedings.
On the other hand, when it comes to criminal prosecutions as opposed to juvenile court proceedings, minors have apparently generally had the same constitutional rights as adults. See Edward W. Spencer, A Treatise On The Law Of Domestic Relations § 628, at 549 (1911). And some sorts of constitutional rights, such as the right to have some judicial hearing before any imprisonment, including through the juvenile justice system, have apparently also been long extended to minors. See, e.g., Silas Jones, An Introduction to Legal Science 63 (1842).
The Right To Keep and Bear Arms in Self-Defense and Bans on Carrying Guns Outside the Home:
I continue blogging excerpts from my Implementing the Right To Keep and Bear Arms for Self-Defense: An Analytical Framework and a Research Agenda, which is forthcoming in a few months from the UCLA Law Review. The article is quite long, so I thought I’d just blog some excerpts; if you’re interested in the broader framework the article discusses (a framework that separates the inquiry into the scope of the right based on its text, original meaning, and history, the burden that the restriction imposes on the right, the reducing-danger arguments for the restriction, and the government’s proprietary role [if that’s present]), please follow the link. Also, please remember: Not all unwise laws are unconstitutional laws, even where constitutional rights are potentially involved.
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Heller stated that bans on concealed carry of firearms are so traditionally recognized that they must be seen as constitutionally permissible. This tradition does indeed go back to 1813 and the following decades, at least in some Southern states, and by the end of the 19th century it had become a pretty broadly accepted proposition. A smattering of state court cases has struck down such bans, but nearly all courts have upheld them, and many state constitutions expressly authorize them.
The same cannot, however, be said about general bans on carrying firearms in public, which prohibit open carrying as well as concealed carrying. Heller expressly concluded that “the right to ... bear arms” referred to carrying arms. Ten state constitutions strongly imply this, by protecting “bear[ing] arms” but expressly excluding “carrying concealed weapons.” (See Colo. Const. art. II, § 13; Idaho Const. art. I, § 11; Ky. Const. § 1; La. Const. art. I, § 11; Miss. Const. art. III, § 12; Mo. Const. art. I, § 23; Mont. Const. art. II, § 12; N.M. Const. art. II, § 6; N.C. Const. art. I, § 30; Okla. Const. art. II, § 26; see also Tenn. Const. art. I, § 26 and Tex. Const. art. I, § 23, authorizing the legislature to “regulate the wearing of arms with a view to prevent crime,” which suggests that “bear[ing] arms” includes “wearing” them, which is to say carrying them in public, though subject to regulations.)
Other constitutions don’t mention carrying as such, but they do use the word “bear.” And many courts applying state constitutional provisions have held or suggested that carrying in public is generally constitutionally protected, at least outside some special places such as businesses that serve liquor, churches, or polling places, though some courts have disagreed.
For cases or attorney general opinions holding or suggesting that there is a right to carry openly, see State v. Reid, 1 Ala. 612, 617 (1840), reaffirmed, Isaiah v. State, 58 So. 53, 55 (Ala. 1911); Dano v. Collins, 802 P.2d 1021 (Ariz. Ct. App. 1990), review granted but later dismissed as improvidently granted, 809 P.2d 960 (Ariz. 1991); Nunn v. State, 1 Ga. 243 (1846), reaffirmed, Strickland v. State, 72 S.E. 260, 264 (Ga. 1911); In re Brickey, 70 P. 609 (Idaho 1902); Holland v. Commonwealth, 294 S.W.2d 83, 85 (Ky. 1956) (dictum); State v. Chaisson, 457 So. 2d 1257 (La. Ct. App. 1984); City of Las Vegas v. Moberg, 485 P.2d 737 (N.M. Ct. App. 1971); State v. Kerner, 107 S.E. 222 (N.C. 1921); State v. Nieto, 130 N.E. 663, 664 (Ohio 1920) (dictum); Glasscock v. City of Chattanooga, 11 S.W.2d 678 (Tenn. 1928); La. Atty. Gen. Op. No. 80-992. For cases holding the right extends even to carrying a concealed weapon, though perhaps regulated through a nondiscretionary licensing regime, see Kellogg v. City of Gary, 562 N.E.2d 685 (Ind. 1990); Schubert v. DeBard, 398 N.E.2d 1339 (Ind. Ct. App. 1980); Bliss v. Commonwealth, 12 Ky. (2 Litt.) 90 (Ky. 1822), abrogated as to concealed carry but not as to open carry by Ky. Const. of 1850, art. XIII, § 25; State v. Rosenthal, 55 A. 610, 611 (Vt. 1903); State ex rel. City of Princeton v. Buckner, 377 S.E.2d 139 (W. Va. 1988). Chaisson struck down a very limited carrying ban -- one that applied only while hunting frogs at night -- but its reasoning suggested that there was a constitutional right to carry for self-defense (including self-defense against alligators). City of Lakewood v. Pillow, 501 P.2d 744 (Colo. 1972), also struck down a carry ban, but because it was broad enough to ban gun stores, ban people “from transporting guns to and from such places of business,” and ban people from “possess[ing] a firearm in a vehicle or in a place of business for the purpose of self-defense”; the court concluded that “[s]everal of these activities are constitutionally protected,” which suggests that carrying in a car might have been protected. This is consistent with the Colorado right to bear arms’ express exclusion of “the practice of carrying concealed weapons,” which suggests that carrying weapons unconcealed would be presumptively protected. Colo. Const. art. II, § 13.
Oregon courts take the view that the right extends to carrying weapons openly, but allows restrictions on carrying loaded guns, so long as the law allows the carrying of both an unloaded gun and ammunition. See State v. Barnett, 695 P.2d 991, 991 (Or. Ct. App. 1985) (striking down total ban on carrying blackjacks); State v. Delgado, 692 P.2d 610, 614 (Or. 1984) (striking down total ban on carrying switchblade knives); State v. Boyce, 658 P.2d 577, 578 (Or. Ct. App. 1983) (upholding requirement that handguns be carried unloaded).
For cases concluding there is no right to carry, see City of Cape Girardeau v. Joyce, 884 S.W.2d 33 (Mo. Ct. App. 1994); City of Akron v. White, 194 N.E.2d 478, 479–80 (Ohio Mun. Ct. 1963); Pierce v. State, 275 P. 393 (Okla. Crim. App. 1929); Commonwealth v. Ray, 272 A.2d 275, 279 (Pa. Super. Ct. 1970); Mosby v. Devine, 851 A.2d 1031, 1043 (R.I. 2004); Masters v. State, 685 S.W.2d 654 (Tex. Ct. Crim. App. 1985); State v. Cole, 665 N.W.2d 328, 337 (Wis. 2003); see also In re Bastiani, 2008 WL 5455690, *2 (N.Y. Cty. Ct.) (applying Second Amendment). But see Cockrum v. State, 24 Tex. 394, 402–03 (1859) (taking the view that the right to bear arms includes the right to carry them); Galloway v. State, 69 S.W.2d 89,90 (Tex. Ct. Crim. App. 1934); Mowels v. State, 211 S.W.2d 213 (Ct. Crim. App. 1948).
Such protection, of course, makes sense when the right is (at least in part) a right to keep and bear arms in self-defense: Often, people need to defend themselves against robbers, rapists, and killers outside the home and not just in the home. Two-thirds of all rapes/sexual assaults, for instance, happen outside the victim’s home, and half happen outside anyone’s home. The percentages are even greater for robberies and assaults. The ability to defend yourself at home is no substitute for the ability to defend yourself wherever you are. So a ban on carrying weapons outside the home -- especially in places that one practically needs to frequent, such as the streets on the way to work or to buy groceries -- is a serious burden on the right, more so than the ban on handgun possession struck down in Heller (which would have at least left open some possibility of self-defense with shotguns or rifles).
Some states ban unlicensed carrying of loaded weapons, even when they are carried openly, but allow the carrying of unloaded weapons. A few court decisions have upheld such laws on the grounds that they let a would-be defender carry both the weapon and ammunition, and load it when needed. But seconds count when one is attacked, especially in public, where one might not have the warnings that some defenders will often have in the home (the breaking window, the barking dog, the alarm). While loading a gun may take only several seconds, especially if the ordinance allows the carrying of loaded magazines so long as the magazine is outside the weapon, those will often be seconds that the defender doesn’t have.
So these laws are substantial burdens on the right to defend oneself, and carrying arms is within the scope of the right, alongside home possession. The question is whether bans on carrying can be justified on a rationale that they avert so much danger that the restriction on self-defense is an acceptable price to pay. I don’t believe they can.
To begin with, bans on carrying loaded weapons that let people carry ammunition as well as a gun seem unlikely to avert much danger. An enraged driver could often quickly load a weapon, even while driving. A would-be armed robber could load a weapon in seconds before going into a liquor store, so that he won’t be committing a gun crime pretty much until he’s actually committing the robbery itself. And while a ban on loaded carry might avert some gun accidents, it seems to me that preventing gun accidents -- which are over ten times less common than deliberate gun injuries -- would not justify such a serious loss of self-defense rights.
Bans on carrying loaded weapons that require people to carry the guns or ammunition in locked cases might do more to prevent road rage killings, or to increase the chances that a would-be gun criminal is caught after he removes the gun from a locked case but before he is about to use it. But they seem unlikely to do much about the bulk of gun crime, which is committed by criminals who ignore gun laws just as they ignore other laws and who are unlikely to be stopped and arrested for a gun law violation by the police before the crime is committed. And they would essentially deny people the ability to defend themselves in public places using firearms -- the tools that are likely to be the most effective for self-defense, and that the criminal attackers are already likely to possess.
That seems to me to be an unacceptable burden on a constitutionally protected right, even if one in principle accepts some power to substantially burden self-defense in order to reduce danger of crime or injury: As the National Academy of Sciences and Centers for Disease Control reports suggest, a regime in which pretty much all law-abiding citizens can get licenses to carry concealed guns has not been shown to cause any increase in net crime or death. Even Philip Cook, probably the leading American pro-gun-control criminologist, takes the view that “Whether the net effect of relaxing concealed-carry laws is to increase or reduce the burden of crime, there is good reason to believe that the net [change] is not large,” and that concealed carry permit holders “are at fairly low risk of misusing guns, consistent with the relatively low arrest rates observed to date for permit holders.” This should be at least as true as to a regime that allowed open carry, perhaps with a nondiscretionary licensing scheme (much like the nondiscretionary licensing scheme that Cook is discussing when he refers to concealed carry permit holders).
This having been said, I must acknowledge that my guesses about the degree to which such laws block lawful and effective self-defense, and the degree to which they prevent criminal attacks, are indeed just guesses. I’ve read a lot of criminological work on guns, and I designed and four times taught a seminar on firearms regulation policy, which mostly focused on the criminological data. But still an educated guess is all I see available in this field.
My inclination in such situations is to defer to the constitutional judgment embodied in the right to bear (not just to keep) arms, and more broadly to a presumption that people should be free to have the tools they need for self-defense until there is solid evidence that possession of those tools will indeed cause serious harm. And, as I noted above, many courts have taken the same view by holding that there is a constitutional right to openly carry weapons, and Heller’s discussion of the phrase “keep and bear” points in the same direction. Still, I expect that this will be a major area of debate in courts in the coming years.
Bans on Concealed Carry, Revisited: To be sure, any discussion of open carry rights has a certain air of unreality. Carrying openly is likely to frighten many people, and to lead to social ostracism as well as confrontations with the police. Most people are aware that many neighbors own guns, and even that many people are licensed to carry concealed guns and many others carry them illegally, but this abstract knowledge doesn’t cause much worry. But when a gun is visible, it occupies people’s attention in a way that statistical realities do not. This is likely to deter many people from carrying a gun. (One piece of evidence for this is that, in states that allow concealed carry, 1% to 4% of the adult population gets a license. But in states that allow only open carry, including my own California, open carry is almost never seen.) As in NAACP v. Alabama ex rel. Patterson, 357 U.S. 449 (1958) -- where the Court found a First Amendment problem with the government’s forcing the NAACP to list its members -- “it is not sufficient to answer ... that whatever repressive effect compulsory [self-identification of gun carriers] follows not from state action but from private community pressures. The crucial factor is the interplay of governmental and private action, for it is only after the initial exertion of state power represented by the [open-carry requirement] that private action takes hold.”
There is indeed an “open carry movement” of people who deliberately wear guns openly, as a means of normalizing such behavior and of making a statement in favor of gun possession. But this is like people who wear T-shirts that say “I had an abortion.” A few people choose to disclose such facts to make a political point. Yet most people are reluctant to make such disclosures, and would be reluctant to engage in the underlying behavior if they had to publicly disclose it.
And the Court has recognized that government disclosure mandates may substantially burden constitutional rights when they trigger social pressure that deters constitutionally protected behavior. For instance, the right to anonymous speech and anonymous group membership stems largely from concerns that mandated identification of speakers will lead to a risk of ostracism and police harassment, and will thus deter speech. Likewise, banning concealed carry in public places will likely deter many people from carrying guns in public places altogether -- and will thus substantially burden their ability to defend themselves.
What’s more, the historical hostility to concealed carry strikes me as inapt today. The classic argument was captured well by the Richmond, Virginia Grand Jury in 1820:
On Wearing Concealed Arms
We, the Grand Jury for the city of Richmond, at August Court, 1820, do not believe it to be inconsistent with our duty to animadvert upon any practice which, in our opinion, may be attended with consequences dangerous to the peace and good order of society. We have observed, with regret, the very numerous instances of stabbing, which have of late years occurred, and which have been owing in most cases to the practice which has so frequently prevailed, of wearing dirks: Armed in secret, and emboldened by the possession of these deadly weapons, how frequently have disputes been carried to fatal extremities, which might otherwise have been either amicably adjusted, or attended with no serious consequences to the parties engaged.
The Grand Jury would not recommend any legislative interference with what they conceive to be one of the most essential privileges of freemen, the right of carrying arms: But we feel it our duty publicly to express our abhorrence of a practice which it becomes all good citizens to frown upon with contempt, and to endeavor to suppress. We consider the practice of carrying arms secreted, in cases where no personal attack can reasonably be apprehended, to be infinitely more reprehensible than even the act of stabbing, if committed during a sudden affray, in the heat of passion, where the party was not previously armed for the purpose.
We conceive that it manifests a hostile, and, if the expression may be allowed, a piratical disposition against the human race -- that it is derogatory from that open, manly, and chivalrous character, which it should be the pride of our countrymen to maintain unimpaired -- and that its fatal effects have been too frequently felt and deplored, not to require the serious animadversions of the community. Unanimously adopted.
JAMES BROWN, Foreman.
Carrying arms, the theory went, was “one of the most essential privileges of freemen,” but “open, manly, and chivalrous” people wore their guns openly. Carrying a gun secretly was the mark of “evil-disposed men who seek an advantage over their antagonists,” State v. Smith, 11 La. Ann. 633 (1856). And requiring that people carry openly imposed no burden on self-defense, precisely because open carry was so common that it wasn’t stigmatized.
Today, open carrying is uncommon, and many law-abiding people naturally prefer to carry concealed (in the many states where it is legal). Concealed carrying is no longer probative of criminal intent. If anything, concealed carrying is probably more respectful to one’s neighbors, many of whom are (sensibly or not) made uncomfortable by the visible presence of a deadly weapon. Nor is there any particular reason to think that concealed carrying increases lethal quarrels by suckering people into thinking that they can safely argue with a person who they think is unarmed. We’re all aware now that any stranger might well be armed, whether lawfully or not. And the very people who are most likely to turn an argument into a gunfight -- gang members and other criminals -- are probably the ones who are unlikely to comply with an open-carry-or-no-carry mandate.
So it seems unlikely that there’s a credible reducing danger case to be made for mandating that carrying be done openly rather than concealed -- except insofar as one argues that all carrying is dangerous, and that mandating open carry is good precisely because it will deter carrying even by the law-abiding. Yet that is an argument that the right to bear arms in self-defense should foreclose. If my analysis in the previous section is correct, and a right to bear arms generally includes the right to carry, then it ought to include the right to carry concealed.
I must acknowledge, though, that longstanding American tradition is contrary to this functional view that I outline. For at least about 150 years, the right to bear arms has generally been seen as limited in its scope to exclude concealed carry. Constitutional provisions enacted after this consensus emerged were likely enacted in reliance on that understanding. If Heller is correct to read the Second Amendment in light of post-enactment tradition and not just enactment-era original meaning, this exclusion of concealed carry would be part of the Second Amendment’s scope as well. And if the Second Amendment is incorporated via the Fourteenth Amendment, its scope as against the states might well be properly defined with an eye towards how the right to bear arms was understood in 1868, when the concealed-carry exception was apparently firmly established.
There is a response to be made against this scope argument: The historical exclusion, the response would go, was contingent on the social conventions of the time -- the social legitimacy of open carry, and the sense that concealed carry was the behavior of criminals -- and this exclusion is no longer sustainable now that the conventions are different. If this response is persuasive, then for the reasons I argue above a ban on concealed carry should indeed be seen as a presumptively unconstitutional substantial burden on self-defense. But overcoming the scope objection would be an uphill battle, as Heller itself suggests.
The Right To Keep and Bear Arms in Self-Defense and Waiting Periods:
In this post and the next two on this chain, I continue blogging excerpts from my Implementing the Right To Keep and Bear Arms for Self-Defense: An Analytical Framework and a Research Agenda, which is forthcoming in a few months from the UCLA Law Review. But I particularly focus on analogies between the right to keep and bear arms and other constitutional rights, when it comes to waiting periods, taxes and fees, and government tracking regulations. Such analogies are often drawn, but usually between the right to bear arms and just one other right. I try to avoid cherry-picking my favorite rights to compare with, and instead look to how courts have dealt with similar questions as to a wide range of rights, including free speech, voting, abortion, and property rights.
As I had mentioned, the article is quite long, so I thought I’d just blog some excerpts; if you’re interested in the broader framework the article discusses (a framework that separates the inquiry into the scope of the right based on its text, original meaning, and history, the burden that the restriction imposes on the right, the reducing-danger arguments for the restriction, and the government’s proprietary role [if that’s present]), please follow the link. Also, please remember: Not all unwise laws are unconstitutional laws, even where constitutional rights are potentially involved.
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Some jurisdictions require a “cooling-off” period before a gun may be delivered to the purchaser. Others apply this only to handguns. The rationale for such laws is to prevent impulsive killings or suicides by people who are angry or despondent and who might calm down after a few days.
It’s hard to see how handgun-only cooling-off periods will materially reduce danger of impulsive crime or injury. It’s as easy to commit suicide with a shotgun as with a handgun, and for a crime of passion a shotgun will often be equally effective, too. Though it’s not as concealable as a handgun, and thus is worse for daily carrying or for inconspicuously hanging around waiting for passersby to rob, it should be quite sufficient for a crime of passion, where it can be concealed briefly under a coat or in a bag. All-gun waiting periods might in principle be effective, if the buyer is an otherwise law-abiding citizen who wouldn’t just turn to the black market instead. But even that has not been proven: As with so many “reducing danger” arguments, the social science evidence on the effectiveness of cooling-off periods is inconclusive.
At least one state, Maryland, requires an extra background check before a gun can be picked up, and imposes a seven-day waiting period for that reason. The federal background check is generally instant, but can take several days to complete if someone with the same name as the applicant is on the prohibited list.
Finally, Illinois, Massachusetts, New Jersey, New York, and North Carolina apparently require up to a month, or in New York’s case up to six months, for a handgun purchase permit (or, in New Jersey, any firearm purchase permit) to be cleared. Other states require from two to fifteen days.
Are these waiting periods substantial burdens on self-defense (and therefore, under the framework my article proposes, presumptively unconstitutional)? In one way, they are: A person covered by the waiting period is entirely unable to defend himself for days, weeks, or (in New York) months. An attack that requires self-defense can happen during the waiting period just as easily as it can happen during other times.
Moreover, in some situations, the attack may be especially likely during the waiting period: A person’s attempt to buy a gun may be prompted by a specific threat, a threat which could turn into an actual attack in a matter of days or hours. If a woman leaves an abusive husband or boyfriend, who threatens to kill her for leaving, she may need a gun right away, not 10 days later or 6 months later.
On the other hand, it is certainly the case that being disarmed for 0.1 percent of one’s remaining life (that’s what 14 days ends up approximately being, for a person of average age) is less of a burden than being disarmed altogether. And waiting periods have been found to be constitutionally permissible as to other rights.
I can’t offer here a clear answer to whether waiting periods are unconstitutional, but I thought I would at least sketch out the analogy to other rights. The Supreme Court has upheld -- over heated dissent -- a 24-hour waiting period for abortions, justified by much the same cooling-off concerns mentioned above. A short-lived Ninth Circuit decision that recognized a right to assisted suicide said that “reasonable, though short, waiting periods to prevent rash decisions” would be constitutional, and the Oregon assisted suicide statute indeed provides a 15-day waiting period. A waiting period is often required for sterilization, though there might well be a constitutional right to undergo sterilization as part of one’s right to control one’s procreation. In many states it takes from one to five days to get a marriage license, though I know of no cases considering whether this violates the right to marry. On the other hand, there are limits: Even where prisoners and military members are involved -- a context where the government generally has very broad authority -- lower courts have struck down six-month and one-year waiting periods before a soldier or an inmate may marry.
The Supreme Court has also held that a state may require people to register to vote fifty days before the election, for much the same investigatory reasons that are offered for some background-check-based waiting periods. Cities are generally allowed to require that demonstration and parade permit applications be filed some days in advance, though lower courts have suggested the upper bound might be three or four days. Lower courts have also suggested that permit requirements would be impermissible for groups of a few people, who don’t materially implicate the city’s interests in traffic control or adequate policing.
And lower courts have also suggested that even if some substantial advance notice may normally be required for demonstration permits, there has to be a special exception for spontaneous expression occasioned by breaking events. This would suggest that a similar exception might have to be required for handgun permits when the applicant can point to a specific, recently occurring threat -- such as the applicant’s leaving an abusive boyfriend who threatened to kill her if she left. (Cf., e.g., Fla. Stat. Ann. § 790.33(2)(d)(6) (West 2007) (exempting from the waiting period, which would normally be up to 3 days, “[a]ny individual who has been threatened or whose family has been threatened with death or bodily injury, provided the individual may lawfully possess a firearm and provided such threat has been duly reported to local law enforcement”); Minn. Stat. Ann. § 624.7132 subdiv. 4 (West 2003) (providing that “the chief of police or sheriff may waive all or a portion of the five business day waiting period in writing if the chief of police or sheriff finds that the transferee requires access to a pistol or semiautomatic military-style assault weapon because of a threat to the life of the transferee or of any member of the household of the transferee”); Ohio Rev. Code Ann. § 2923.1213 (providing for temporary emergency license to carry a concealed weapon when the applicant provides a sworn statement “that the [applicant] has reasonable cause to fear a criminal attack upon the person or a member of the person’s family, such as would justify a prudent person in going armed,” or other evidence of such a threat); cf. 18 U.S.C. § 922(s)(1)(B) (exempting transferees from the waiting period for gun purchases if they stated that they “require[ ] access to a handgun because of a threat to the life of the transferee or any member of the households of the transferee”; this was in effect during the pre-instant-background check era, see 18 U.S.C. § 922(t)).)
These other constitutional rights are not perfect analogies. A three-day delay in voting, marrying, or demonstrating won’t leave you unprotected against a deadly attack. Conversely, erroneously authorizing someone to vote when he’s a convicted felon is less likely to cause serious harm than erroneously authorizing someone to buy a gun when he’s a convicted felon but the instant background check has yielded an inconclusive result. Nonetheless, this catalog of decisions at least suggests that (1) waiting periods on the exercise of constitutional rights need not always be seen as unconstitutional, and (2) courts are and should be willing to decide which waiting periods are excessive.
The Right To Keep and Bear Arms in Self-Defense, and Taxes, Fees, or Regulations That Indirectly Raise Gun or Ammunition Prices:
In this post and the two that surround it on this chain, I continue blogging excerpts from my Implementing the Right To Keep and Bear Arms for Self-Defense: An Analytical Framework and a Research Agenda, which is forthcoming in a few months from the UCLA Law Review. But I particularly focus on analogies between the right to keep and bear arms and other constitutional rights, when it comes to waiting periods, taxes and fees, and government tracking regulations. Such analogies are often drawn, but usually between the right to bear arms and just one other right. I try to avoid cherry-picking my favorite rights to compare with, and instead look to how courts have dealt with similar questions as to a wide range of rights, including free speech, voting, abortion, and property rights.
The article is quite long, so I thought I’d just blog some excerpts; if you’re interested in the broader framework the article discusses (a framework that separates the inquiry into the scope of the right based on its text, original meaning, and history, the burden that the restriction imposes on the right, the reducing-danger arguments for the restriction, and the government’s proprietary role [if that’s present]), please follow the link. Also, please remember: Not all unwise laws are unconstitutional laws, even where constitutional rights are potentially involved.
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Taxes on guns and ammunition, or gun controls that raise the price of guns and ammunition, would be substantial burdens if they materially raised the cost of armed self-defense. A $600 tax proposed by Cook, Ludwig & Samaha [in another article in the same symposium for which my article was written -EV], justified by an assertion that “keeping a handgun in the home is associated with at least $600 per year in externalities,” is one such example. “The poorly financed [self-defense] of little people,” like their “poorly financed causes,” deserves constitutional protection as much as the self-defense of those who can afford technologically sophisticated new devices or high new taxes. (See Martin v. City of Struthers, 319 U.S. 141, 146 (1943) (striking down ban on door-to-door solicitation, partly on the grounds that “[d]oor to door distribution of circulars is essential to the poorly financed causes of little people”); see also City of Ladue v. Gilleo, 512 U.S. 43, 56 (1994) (striking down ban on display of signs at one’s home, partly on the grounds that “[r]esidential signs are an unusually cheap and convenient form of communication. Especially for persons of modest means or limited mobility, a yard or window sign may have no practical substitute.”).) This is true whether the tax or expensive control is imposed on gun owners directly, or on gun sellers or manufacturers, just as a restriction on abortion can be a substantial burden even if it’s imposed on doctors and not on the women who are getting the abortions.
High gun taxes should remain presumptively impermissible even if they are based on some (doubtless controversially calculated) estimate of the public costs imposed by the average handgun: The average takes into account both the very low cost stemming from guns that are always properly used by their owners, and the very high cost stemming from guns that are used in crime. The law-abiding owners thus are not just being required to “internalize the full social costs of their choices,” even if you take into account as a “cost” the possibility that any gun will be stolen by a criminal. They are also being required to internalize the social costs of choices made by criminal users of other guns -- much as if, for instance, all speakers were charged a tax that would be used to compensate those libeled by a small subset of speakers.
Nonetheless, some modest taxes might not amount to substantial burdens, as a review of taxes and fees on other constitutional rights illustrates. Taxes based on the content of speech are unconstitutional, regardless of their magnitude. But this is a special case of the principle that discrimination based on certain kinds of characteristics -- race, sex, religiosity, or the content or viewpoint of speech -- is unconstitutional. Setting aside these special areas of constitutionally forbidden discrimination, and setting aside poll taxes, which were constitutional until the Twenty-Fourth Amendment forbade them, other kinds of taxes, fees, and indirect costs imposed on the exercise of constitutional rights are often permissible.
The government may require modest content-neutral fees for demonstration permits or charitable fundraising permits, at least if the fees are tailored to defraying the costs of administering constitutionally permissible regulatory regimes. The same is true for marriage license fees and filing fees for political candidates (though the Court has held that the right to run for office is protected by the First Amendment). The same is doubtless true of costs involved in getting permits to build on your own property, a right protected by the Takings Clause.
Likewise, regulations of the right to abortion are not rendered unconstitutional simply because they increase the cost of an abortion. The Court so held when upholding a 24-hour waiting period even though it required some women in states with very few abortion providers to stay in a hotel overnight or miss a day of work, and when upholding viability testing requirements that might have marginally increased the cost of an abortion. So long as the extra costs don’t amount to “substantial obstacle[s]” to a woman’s getting an abortion, they are constitutional.
At the same time, when a cost is high enough to impose a substantial obstacle to the exercise of a right for a considerable number of people, it is unconstitutional. This is likely also true when a cost goes materially beyond the cost of administering the otherwise permissible regulatory scheme, as several federal circuit court cases hold and some U.S. Supreme Court cases suggest. And if a law substantially burdens rightholders who are relatively poor, an exemption would likely be constitutionally required, as it has been with regard to permit fees for speakers and candidates.
I acknowledge that any such regime necessarily creates linedrawing problems and poses the danger that a genuinely substantial burden will be missed by judges who are deciding how much is too much. But, first, there is ample precedent for such tolerance for modest fees in other constitutional rights contexts, and it seems neither likely nor normatively appealing for the courts to conclude that the right to bear arms is more protected than these other rights. Second, the caselaw from those other areas can provide guideposts for the linedrawing process. And third, the caselaw from those other areas (as well as the general logic of the substantial burden threshold) can provide justification for a constitutional requirement that poor applicants be exempted from fees -- say, fees that dramatically increase the cost of a new gun, or that are required for periodic reregistration of an old gun -- that are substantial for them even if relatively minor for others.
The Right To Keep and Bear Arms in Self-Defense and Government Tracking Regulations:
In this post and the two that surround it on this chain, I continue blogging excerpts from my Implementing the Right To Keep and Bear Arms for Self-Defense: An Analytical Framework and a Research Agenda, which is forthcoming in a few months from the UCLA Law Review. But I particularly focus on analogies between the right to keep and bear arms and other constitutional rights, when it comes to waiting periods, taxes and fees, and government tracking regulations. Such analogies are often drawn, but usually between the right to bear arms and just one other right. I try to avoid cherry-picking my favorite rights to compare with, and instead look to how courts have dealt with similar questions as to a wide range of rights, including free speech, voting, abortion, and property rights.
The article is quite long, so I thought I’d just blog some excerpts; if you’re interested in the broader framework the article discusses (a framework that separates the inquiry into the scope of the right based on its text, original meaning, and history, the burden that the restriction imposes on the right, the reducing-danger arguments for the restriction, and the government’s proprietary role [if that’s present]), please follow the link. Also, please remember: Not all unwise laws are unconstitutional laws, even where constitutional rights are potentially involved.
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Government tracking regulations -- nondiscretionary licensing regimes either for possession or carrying, instant background checks, registration requirements, serial number requirements, requirements that guns be test-fired and the marks they leave on bullets recorded, or requirements that all new semiautomatic guns must “microstamp” the ejected brass with the gun’s serial number -- generally don’t by themselves substantially burden self-defense. If the regulations contain some restrictions, such as waiting periods, fees, or denials of licenses to certain people (either as a class or in government officials’ discretion), those might be substantial burdens. But the tracking regulation itself is not much of a burden on self-defense: A person is just as free to defend himself with a registered gun as he would be if the gun were unregistered.
In one high-profile constitutional law area, such requirements are indeed forbidden: Most speakers don’t need to get licenses, or register their speech, or submit their typewriters for testing so that their anonymous works can be tracked back to them. Likewise, tracking requirements for abortions would likely be unconstitutional.
But this is not the normal rule for constitutional rights. Even speakers may sometimes need to register or get licensed. Parade organizers may be required to get permits. Ballot signature gatherers may be required to register with the government, and so may fundraisers for charitable causes, though such fundraising is constitutionally protected. People who contribute more than a certain amount of money to a candidate may be required to disclose their identities to the candidate, who must in turn disclose those identities to the government; lower courts have held the same as to people who contribute to committees that support or oppose ballot measures. The contribution disclosure requirements have been judged (and upheld) under a moderately strong form of heightened scrutiny; the other disclosure requirements have been upheld even without strict scrutiny.
Likewise, the Constitution has been interpreted to secure a right to marry, but the government may require that people get a marriage license. The Takings Clause bars the government from requiring people to leave their land unimproved and thus valueless, but the government may require a building permit before improvements are made.
People have a right to vote, under all state constitutions and, in practice, under the federal Constitution, but they may be required to register to vote. Whom they voted for has been kept secret, at least for a hundred years, but whether they voted and what party they belong to is known to the government, and is often even a matter of public record. Many of these requirements are instituted to prevent crime (chiefly fraud) or injury (such as the injury stemming from unsafe construction).
This of course leaves the question of what the right to bear arms is most like: those rights for which government tracking can’t be required, or those rights for which it can be. I’m inclined to think that it is more like the trackable rights, and that it is the untrackable rights that are the constitutional outlier.
The rule barring licensing requirements for many kinds of speakers is in large part historical, stemming from an era when such licenses were discretionary and used to control which viewpoints may be expressed. It persists largely because of a continuing concern that some viewpoints may be so unpopular with the government or the public that people who are known to convey those viewpoints will face retaliation. Even so, some kinds of speakers may have to identify themselves to the government, when the speech poses serious concerns about fraud or corruption. The same worry about retaliation, coupled with a longstanding tradition of privacy of medical records, likely provides the cause for the no tracking rule for abortions.
Gun owners as a group have faced some hostility from the government and the public, but gun ownership is very common behavior, and there’s safety in numbers: It seems unlikely that the government will retaliate against the tens of millions of gun owners in the country, who represent 35 percent to 45 percent of all American households. Gun carrying is both rarer and, if required to be done openly, more likely to viscerally worry observers. But mere gun ownership, if disclosed to the government rather than to the public at large, is not likely to yield a harsh government reaction, and registration requirements are thus unlikely to deter ownership by the law-abiding. (I set aside the question whether making gun ownership or concealed carry license records public under state open records acts might be unconstitutional.)
It’s true that certain kinds of guns are rare and especially unpopular. But as I’ve argued above, the right to bear arms in self-defense should be understood as protecting a right to own some arms that amply provide for self-defense, not a right to own any particular brand or design of gun. (In this respect, it differs from the right to speak, which includes the right to convey the particular viewpoint one wishes to convey. Many kinds of arms are fungible for self-defense purposes in a way that viewpoints are not fungible for free speech purposes.)
It is not impossible that the government will want to go after gun owners, chiefly to confiscate their guns. This could happen if the government shifts to authoritarianism, and thus doesn’t care about constitutional constraints and at the same time wants to seize guns in order to diminish the risk of violent resistance. Or it could happen if a future Supreme Court concludes the individual right to bear arms is not constitutionally protected, and Congress enacts a comprehensive gun ban. Some have argued that the Free Speech Clause ought to be interpreted from a “pathological perspective,” with an eye towards creating a doctrine that would serve free speech best even in those times when the public, the government, and the courts are most hostile to unpopular speakers. Should the Second Amendment be interpreted the same way?
Here we may be getting to a topic that’s outside the scope of this Article, because it requires us to think about whether the Second Amendment retains a deterrence-of-government-tyranny component as well as a self-defense component. I’m inclined to be skeptical of the ability of either constitutional doctrine or private gun ownership to constrain the government in truly pathological times. I’d like to think that either or both would provide a material barrier to such pathologies, but I doubt that this would in fact be so, especially given the size and power of modern national government. Nonetheless, figuring this out requires thinking through the deterrence-of-government-tyranny rationale, something I have not done for this Article.
For now, I’ll leave things at this: The tracking requirements likely don’t themselves impose a substantial burden on the right today. Such tracking requirements aren’t generally unconstitutional as to other rights, though they are sometimes unconstitutional as to some rights. And the key question is the extent to which current doctrine should be crafted with an eye towards a future time when the doctrine or government practice may be very different than it is today.
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